OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments

OSC Notice

April 14, 2016

OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS

The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of March 31, 2016 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

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Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

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Reformulation

Instrument	Title	Status

	None

New Instruments

Instrument	Title	Status

21-316	Information Processor for Corporate Debt Securities	*Published January 7, 2016*

45-106	Prospectus Exemptions -- Amendments	*Ministerial approval published January 7, 2016*

11-742	Securities Advisory Committee (Revised)	*Ministerial approval published January 7, 2016*

52-107	Acceptable Accounting Principles and Auditing Standards -- Amendments	*Ministerial approval published January 7, 2016*

45-102	Resale of Securities -- Amendments	*Ministerial approval published January 7, 2016*

11-203	Process for Exempt Relief Applications in Multiple Jurisdictions -- Amendments	*Commission approval published January 7, 2016*

11-501	Electronic Delivery of Documents to the Ontario Securities Commission -- Amendments	*Ministerial approval published January 7, 2016*

13-502	Fees -- Amendments	*Ministerial approval published January 7, 2016*

45-102	Ontario Prospectus and Registration Exemptions -- Amendments	*Ministerial approval published January 7, 2016*

11-739	Policy Reformulation -- Table of Concordance and List of New Instruments -- Revised	*Published January 14, 2016*

52-306	Non-GAAP Financial Measures -- Revised	*Published January 14, 2016*

45-108	Crowdfunding	*Ministerial approval published January 14, 2016*

11-501	Electronic Delivery of Documents to the Ontario Securities Commission -- Amendments	*Ministerial approval published January 14, 2016*

45-501	Ontario Prospectus and Registration Exemptions -- Amendments	*Ministerial approval published January 14, 2016*

94-102	Derivatives Customer Clearing and Protection of Customer Collateral and Positions	*Published for comment January 21, 2016*
45-314	Updated List of Current CSA Exempt Market Initiatives (Revised)	*Published January 28, 2016*

81-729	Summary Report for Investment Fund and Structured Product Issuers	*Published February 18, 2016*

51-726	Report on Staff's Review of Insider Reporting and User Guides for Insiders and Issuers	*Published February 18, 2016*

24-102	Clearing Agency Requirements	*Ministerial approval published February 18, 2016*

94-101	Mandatory Central Counterparty Clearing of Derivatives and Proposed Companion Policy CP Mandatory Central Counterparty Clearing of Derivatives	*Published for comment February 25, 2016*

43-101CP	Standards of Disclosure for Mineral Projects -- Amendments	*Published February 25, 2016*

62-104	Take-Over Bids and Issuer Bids -- Amendments	*Commission approval published February 25, 2016*

62-203	Take-Over Bids and Issuer Bids -- Amendments	*Commission approval published February 25, 2016*

11-102	Passport System -- Amendments	*Commission approval published February 25, 2016*

13-102	System Fees for SEDAR and NRD -- Amendments	*Commission approval published February 25, 2016*

43-101	Standards of Disclosure for Mineral Projects -- Amendments	*Commission approval published February 25, 2016*

55-104CP	Insider Reporting Requirements and Exemptions -- Amendments	*Commission approval published February 25, 2016*

61-101	Protection of Minority Security Holders in Special Transactions -- Amendments	*Commission approval published February 25, 2016*

61-101CP	Protection of Minority Security Holders in Special Transactions	*Commission approval published February 25, 2016*

62-103	The Early Warning System and Related Take-Over Bid and Insider Reporting Issues -- Amendments	*Commission approval published February 25, 2016*

62-504	Take-Over Bids and issuer Bids -- Repeal	*Commission approval published February 25, 2016*

13-502	Fees -- Amendments	*Commission approval published February 25, 2016*

14-501	Definitions -- Amendments	*Commission approval published February 25, 2016*

48-501	Trading During Distributions, Formal Bids and Share Exchange Transactions -- Amendments	*Commission approval published February 25, 2016*

71-801	Implementing the Multijurisdictional Disclosure System -- Amendments	*Commission approval published February 25, 2016*

71-802	Implementing National Instrument 71-103 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers -- Amendments	*Commission approval published February 25, 2016*

91-502	Trades in Recognized Options -- Amendments	*Commission approval published February 25, 2016*

11-206	Process for Cease to be a Reporting Issuer Applications	*Commission approval published March 3, 2016*

11-207	Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions	*Commission approval published March 3, 2016*

12-202	Revocation of Certain Cease Trade Orders (replacing current NP 12-202)	*Commission approval published March 3, 2016*

12-203	Management Cease Trader Orders (replacing current NP 12-203)	*Commission approval published March 3, 2016*

11-774	Statement of Priorities -- Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2017	*Published for comment March 10, 2016*

54-304	Final Report on Review of the Proxy Voting Infrastructure and Request for Comments on Proposed Meeting Vote Reconciliation Protocols	*Published for comment March 31, 2016*

For further information, contact:

Darlene Watson

Project Specialist

Ontario Securities Commission

416-593-8148

April 14, 2016

OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments

OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments

OSC STAFF NOTICE 11-739 (REVISED) POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS

Table of Concordance

Item Key

Reformulation

New Instruments

OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS