Carter Securities Inc.

For Immediate Release OSC Investor Alert

INVESTOR WARNING – CARTER SECURITIES INC.

TORONTO – The Ontario Securities Commission (OSC) is alerting investors not to purchase securities from Carter Securities Inc. (Carter). Carter is located in North York, Ontario.

Effective September 22, 2010, Carter’s registration has been suspended by the Director on behalf of the OSC. A suspension means that Carter may not sell securities to investors. Pursuant to section 28 of the Securities Act (Ontario), the OSC may suspend the registration of a firm if we have serious concerns about a firm’s continued fitness for registration, or if we determine that it is no longer in the public interest for a firm to be registered.

For more information, see In the Matter of Staff’s Recommendation to Suspend the Registration of Carter Securities Inc., dated September 22, 2010, at www.osc.gov.on.ca.

If you have any questions or information relating to this matter, please contact the OSC Contact Centre at 416-593-8314 or toll free at 1-877-785-1555.

 

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For Media Inquiries:

Wendy Dey
Director, Communications & Public Affairs
416-593-8120

Theresa Ebden
Senior Communications Specialist
416-593-8307

Robert Merrick
Senior Communications Specialist
416-593-2315

For Investor Inquiries:

OSC Contact Centre
416-593-8314
1-877-785-1555 (Toll Free)