CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to CP 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations to Enhance

CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to CP 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations to Enhance

Request for Comment National Instrument

CSA Notice and Request for Comment
Proposed Amendments to
National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
and Changes to
Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
to Enhance Protection of Older and Vulnerable Clients