Individuals or companies with unpaid OSC sanctions

The Ontario Securities Commission (OSC) identifies, in the list below, individuals or companies with unpaid administrative  penalties, disgorgement orders and costs, and any applicable interest, ordered against them in enforcement proceedings. Individuals or companies who have monetary sanctions against them may also have conduct bans such as trading bans and bans on acting as a director or officer of a public company. This information, if applicable, is included in the Commission order.

This list is updated quarterly.

When will an individual or company be added to this list?

Generally speaking, an individual or company who does not pay the full amount of the monetary sanctions ordered against them will be placed on this list no earlier than 30 days after the relevant Commission order is issued, unless an appeal has been filed. However, there are other situations which may affect this, such as:

  • if the Commission order contains a specific provision for date of payment, placement on the list will occur no earlier than 30 days after that date
  • if a settlement agreement expressly provides for a date for payment, placement on the list will occur no earlier than 30 days from the date in the agreement
  • if a settlement order is silent as to payment date, placement on the list will occur no earlier than 30 days from the date of the Commission order approving the settlement
  • if a Commission order or a settlement agreement stipulates dates that recurring payments are to be made by, and a payment is not made in accordance with that schedule, placement on the list will occur no earlier than 30 days from the date the payment was due

Please note: amounts owing to the OSC in proceedings that are subject to ongoing litigation or outstanding appeals or costs owing to the Commission that were imposed by courts in Ontario are not included in the list.

Respondents with requests to update or correct information should contact the OSC.

Delinquent Respondents

Results 181 - 200 of 453
Respondent
Related order
Amount owing individually
Amount owing jointly
Amount outstanding
Guan, Lianyun
$129,845.66
Full
Guerenska, Stoyanka
Related Order
2241153 Ontario Inc (Re)
$123,568.00
Full
Handa, Rakesh
Related Order
Miner Edge Inc. (Re)
$767,342.68
(Miner Edge Inc., Miner Edge Corp., and Rakesh Handa)
Partial
Hanna-Rogerson, Amy
$150,000.00
$1,850,000.00
(Portfolio Capital Inc., David Rogerson and Amy Hanna-Rogerson)
Full
Harper, Christina
$1,442,457.78
$233,694.00
Partial
Harris, Johnathan
$36,125.00
Partial
Haver, W. Jeffrey
Related Order
Sabourin (Re)
$505,000.00
Full
Heir Home Equity Investment Rewards Inc.
$1,000,000.00
(Heir Home Equity Investment Rewards Inc., Ffi First Fruit Investments Inc., Wealth Building Mortgages Inc.)
Full
Hewitt, Christine
$15,000.00
$279,453.10
(Christine Hewitt, Z2A Corp.)
Full
Hibbert, Marlon Gary
Related Order
Hibbert (Re)
$5,422,779.98
$200,000.00
(Marlon Gary Hibbert, Ashanti Corporate Services Inc., Dominion International Resource Management Inc., Kabash Resource Management, Power To Create Wealth Inc. and Power To Create Wealth Inc. (Panama))
Full
Higgins, Gregory William
$79,661.00
Full
Hill, Sedwick
Related Order
Lewis (Re)
$4,204,381.67
Full
Hinke, Thomas
Related Order
Hinke (Re)
$37,000.00
Full
Hinke, Thomas Vincent
Related Order
Hinke (Re)
$15,000.00
Full
Ho, George
$3,214,880.00
$509,676.00
(George Ho AND Allen Chan AND Albert Ip AND Alfred Hung)
Full
Holko, Edward John
Related Order
Holko (Re)
$114,227.10
Partial
Hung, Alfred
$3,286,370.00
$1,524,028.00
Partial
IMAGIN Diagnostic Centres Inc.
$57,482.50
(IMAGIN Diagnostic Centres Inc. and Patrick J. Rooney)
Full
IMG International Inc.
$568,729.49
(IMG International Inc., Pelcowitz, David Paul)
Partial
Innovative Gifting Inc.
$15,000.00
Full