Events

The Ontario Securities Commission (OSC) hosts events throughout the year, ranging from our annual conference and other large events to smaller, investor-focused outreach sessions and telephone town halls.

Events

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Working capital calculations

Start to finish: getting through an OSC compliance review (Session A: In-Person)

Start to finish: getting through an OSC compliance review (Session B: In-Person)

Implications of amendments to NI 31-103 for Client Relationship Model (Session B: In-Person)

Implications of amendments to NI 31-103 for Client Relationship Model (Session A: In-Person)

KYC and suitability obligations (Session B: In-Person)

KYC and suitability obligations (Session A: Webinar)

Overview of the registration process (Session A: Webinar)

Overview of the registration process (Session B: Webinar)

Registrant series – exempt market dealers (Session A: Webinar)

Registrant series - exempt market dealers (Session B: In-Person)

Registrant series - portfolio managers (Session A: Webinar)

Registrant series - portfolio managers (Session B: In-Person)

Registrant series – investment fund managers (Session A: Webinar)

Registrant series – investment fund managers (Session B: In-Person)

Complaint handling and the Ombudsman for Banking Services and Investments process (Session A: Webinar)

Complaint handling and the Ombudsman for Banking Services and Investments process (Session B: In-Person)

Participation fees calculation (Session A: Webinar)

Participation fees calculation (Session B: In-Person)

Ongoing amendments to National Instrument 31-103 (Session A: Webinar)