Scheduled outage: OSC web filing portal
The OSC online web forms, as listed below, will not be available on Friday, September 22, 2023 from 6:30 pm to 1:30 am (EST) on Saturday, September 23, 2023. You will not be able to access the portal or submit these forms during this time. We expect system access to resume on Saturday, September 23, 2023 at 1:30 am (EST).
- Whistleblower Submission Form
- Supplemental Whistleblower Submission Form
- Access or Correction Request – Freedom of Information and Protection of Privacy Act (English)
- Access or Correction Request – Freedom of Information and Protection of Privacy Act (French version)
- Contact Us Form
- Linked Notes Data Collection
- Form 13-502F7 Specified Regulated Entities – Participation Fees
- Form 21-101F3 Quarterly Report of Marketplace Activities
- Form 94-101F1 Intragroup Exemption
- Form 94-102F1 Customer Collateral Report: Direct Intermediary
- Form 94-102F2 Customer Collateral Report: Indirect Intermediary
- Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency
- Form 13-502F9 Derivatives Participation Fee
- Suppression of Terrorism and Canadian Sanctions Reporting
- Application Notice
- Application Pre-files
- Generic Filings
- Form 13-502F4 for firms registered under the Securities Act or under both the Securities Act and Commodity Futures Act (2022)
- Form 13-503F1 for firms registered only under the Commodity Futures Act (2022)
- Adjusted Form 13-502F4 and Form 13-502F5 Adjustment of Fee for Registrant Firms and Unregistered Exempt International Firms (2022)
- Adjusted Form 13-503F1 and completed Form 13-503F2 Adjustment of Fee Payment (2022)
- Form 31-103F1 Calculation of Excess Working Capital and related forms
- Form 31-103F4 Net Asset Value Adjustments
- Form 13-502F4 Capital Markets Participation Fee Calculation
- Form 13-503F1 (Commodity Futures Act) Participation Fee Calculation
- Form 13-502F4_F5 Adjustment of Fee Payment
- Form 13-503F1_F2 Adjustment of Fee Payment