Unofficial Consolidation: Form 13-502F5 Adjustment of Fee for Registrant Firms and Unregistered Capital Markets Participants

Unofficial Consolidation: Form 13-502F5 Adjustment of Fee for Registrant Firms and Unregistered Capital Markets Participants

Unofficial Consolidation Forms

Ontario Securities Commission

Form 13-502F5

Unofficial consolidation current to 2015-04-06

This document is not an official statement of law or policy and should be used for reference purposes only.

FORM 13-502F5
ADJUSTMENT OF FEE FOR REGISTRANT FIRMS AND UNREGISTERED
CAPITAL MARKETS PARTICIPANTS

Firm name: _______________________________

End date of previous completed financial year: ________________________

Note: Paragraph 3.2(2)(c) of OSC Rule 13-502 Fees (the Rule) requires that this form must be filed concurrent with a completed Form 13­-502F4 that shows the firm’s actual participation fee calculation.

  1. Estimated participation fee paid under section 3.2 of the Rule:

$                         

  1. Actual participation fee calculated under paragraph 3.2(2)(b) of the Rule:

$                         

  1. Refund due (Balance owing):
    (Indicate the difference between lines 1 and 2)

$