Order: In the Matter of Alvin Jones

Order
Download PDF

IN THE MATTER OF
ALVIN JONES

M. Cecilia Williams, Commissioner and Chair of the Panel

File No. 2021-5

 May 27, 2021

ORDER

WHEREAS on May 27, 2021, the Ontario Securities Commission held a hearing by teleconferencein relation to the application brought by Alvin Jones (Jones) to review a decision of the Investment Industry Regulatory Organization of Canada (IIROC) dated December 10, 2020;

ON READING the application and on hearing the submissions of the representatives for Jones, Staff of IIROC and Staff of the Commission;

IT IS ORDERED THAT:

  1. by 4:30 p.m. on July 16, 2021, Jones shall:
    1. serve a draft amended application, if any, on Staff of IIROC and Staff of the Commission; and
    2. serve and file the record of the original proceeding; and
  2. a further attendance in this proceeding is scheduled for July 30, 2021 at 10:00 a.m., by teleconference, or on such other dates or times as may be agreed to by the parties and set by the Office of the Secretary.

 

" M. Cecilia Williams "
M. Cecilia Williams