The Mutual Fund Dealers Association (Re)

File Number:
File Number
2021-7
Proceeding Name:
The Mutual Fund Dealers Association (Re)
Notice of Hearing:
Respondents / Applicants:
The Mutual Fund Dealers Association , Omar Enrique Rojas Diaz (Also Known As Omar Rojas)

Proceeding documents

Results 1 - 3 of 3
File #
Issue Date
Document Type
Document Title
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Order
Order: In the Matter of The Mutual Fund Dealers Association and Omar Enrique Rojas Diaz (Also Known As Omar Rojas)
Notice of Hearing
Notice of Hearing: In the Matter of The Mutual Fund Dealers Association and Omar Enrique Rojas Diaz (Also Known As Omar Rojas)
Application
Application: In the Matter of The Mutual Fund Dealers Association and Omar Enrique Rojas Diaz (Also Known As Omar Rojas)