Notice of Hearing: In the Matter of The Mutual Fund Dealers Association and Omar Enrique Rojas Diaz (Also Known As Omar Rojas)

FILE NO.: 2021-7

IN THE MATTER OF THE MUTUAL FUND DEALERS ASSOCIATION
AND OMAR ENRIQUE ROJAS DIAZ (ALSO KNOWN AS OMAR ROJAS)

NOTICE OF HEARING

Sections 8 and 21.7 of the Securities Act, RSO 1990, c S.5

 

PROCEEDING TYPE: Application for Hearing and Review
HEARING DATE AND TIME: April 26, 2021 at 10:00 a.m.
LOCATION: By teleconference

PURPOSE
The purpose of this proceeding is to consider the Application dated March 2, 2021 made by Mutual Fund Dealers Association to review the decision of the Mutual Fund Dealers Association Central Regional Council dated January 29, 2021.

The hearing set for the date and time indicated above is the first attendance in this proceeding, as described in subsection 6(1) of the Commission’s Practice Guideline.

REPRESENTATION
Any party to the proceeding may be represented by a representative at the hearing.

FAILURE TO ATTEND
IF A PARTY DOES NOT ATTEND, THE HEARING MAY PROCEED IN THE PARTY’S ABSENCE AND THE PARTY WILL NOT BE ENTITLED TO ANY FURTHER NOTICE IN THE PROCEEDING.

FRENCH HEARING
This Notice of Hearing is also available in French on request of a party.  Participation may be in either French or English. Participants must notify the Secretary’s Office in writing as soon as possible if the participant is requesting a proceeding be conducted wholly or partly in French.

AVIS EN FRANÇAIS
L'avis d'audience est disponible en français sur demande d’une partie, que la participation à l'audience peut se faire en français ou en anglais et que les participants doivent aviser le Bureau du secrétaire par écrit dès que possible si le participant demande qu'une instance soit tenue entièrement ou partiellement en français.

 

Dated at Toronto this 20th day of April, 2021                

 

 

For more information
Please visit www.osc.gov.on.ca or contact the Registrar at registrar@osc.gov.on.ca.