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Tribunal proceedings

The Ontario Securities Commission (OSC) Tribunal hears different types of proceedings. A proceeding may include multiple hearings. If you are interested in attending a hearing, please consult our Tribunal hearing schedule.

Adjudicative records are documents that relate to a proceeding before a Panel. By searching for a proceeding, you can view the adjudicative records associated with that proceeding. The following adjudicative records are published on the website, unless a Panel orders otherwise:

  • Applications
  • Statements of Allegation
  • Notices of Hearing
  • Motions
  • Notices of Withdrawal
  • Decisions
  • Orders
  • Reasons
  • Settlement agreements

Access to other adjudicative records are available to the public upon request, if practicable, unless a Panel orders otherwise. Requests for access to adjudicative records should be made to [email protected] or by contacting OSC Records at 416-593-3735, TTY: 1-866-827-1295.

In addition, OSC Tribunal reasons issued since 2004 are available free of charge on the Canadian Legal Information Institute website (CanLII).

For more information or assistance with inquiries relating to current proceedings before the OSC Tribunal, contact the Registrar at [email protected].

Search for a proceeding

Date range filters do not apply to Proceedings before 2010
Results 841 - 846 of 846
File #
File number
Proceeding name
Status
Notice of hearing
File Number
2020-34
Status
Closed
Unavailable
Status
Closed
Unavailable
Status
Closed
Unavailable
Status
Closed
Unavailable
Status
Closed
Unavailable
Status
Closed