le 20 septembre 2011 Decision Desjardins Securities Inc. and IIROC member firms registered as of the date of this decision Ordonnances et décisions
le 21 décembre 2010 Order Harbert Fund Advisors, Inc. -- s. 6.1 of OSC Rule 91-502 Ordonnances et décisions
le 13 septembre 2011 Decision Miller, Christopher and other Advising Representatives of Portfolio Managers applying for registration as Dealing Representatives Ordonnances et décisions
le 13 septembre 2011 Decision Raymond James Ltd. and certain other registered firms registered as of February 26, 2010 Ordonnances et décisions