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Events

The Ontario Securities Commission (OSC) hosts events throughout the year, ranging from our annual conference and other large events to smaller, investor-focused outreach sessions and telephone town halls. OSC staff also take part in a number of speaking engagements throughout the year, which are listed below as industry events. 

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Completing the 2024 Risk Assessment Questionnaire

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Past Event

Working capital calculations

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working capital calculations
Past Event

Start to finish: getting through an OSC compliance review (Session A: In-Person)

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osc compliance review
Past Event

Start to finish: getting through an OSC compliance review (Session B: In-Person)

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osc compliance review
Past Event

Implications of amendments to NI 31-103 for Client Relationship Model (Session B: In-Person)

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registrant outreach seminars
Past Event

Implications of amendments to NI 31-103 for Client Relationship Model (Session A: In-Person)

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registrant outreach seminars
Past Event

KYC and suitability obligations (Session B: In-Person)

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know your client rdax 280x186
Past Event

KYC and suitability obligations (Session A: Webinar)

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osc webinar
Past Event

Overview of the registration process (Session A: Webinar)

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osc webinar
Past Event

Overview of the registration process (Session B: Webinar)

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osc webinar
Past Event

Registrant series – exempt market dealers (Session A: Webinar)

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osc webinar
Past Event

Registrant series - exempt market dealers (Session B: In-Person)

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exempt market dealers
Past Event

Registrant series - portfolio managers (Session A: Webinar)

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osc webinar
Past Event

Registrant series - portfolio managers (Session B: In-Person)

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portfolio managers
Past Event

Registrant series – investment fund managers (Session A: Webinar)

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osc webinar
Past Event

Registrant series – investment fund managers (Session B: In-Person)

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investment funds
Past Event

Complaint handling and the Ombudsman for Banking Services and Investments process (Session A: Webinar)

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osc webinar
Past Event

Complaint handling and the Ombudsman for Banking Services and Investments process (Session B: In-Person)

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obsi
Past Event

Participation fees calculation (Session A: Webinar)

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osc webinar
Past Event

Participation fees calculation (Session B: In-Person)

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calculating participation fees
Past Event

Ongoing amendments to National Instrument 31-103 (Session A: Webinar)

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osc webinar
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