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Tribunal hearing schedule

UPDATE as of December 1, 2020 - The Ontario Securities Commission (OSC) is taking all necessary precautions to protect the health and safety of its employees and the public as we respond to challenges due to COVID-19. The OSC will not be holding in-person hearings until further notice. However, hearings will continue to be held via videoconference, teleconference or in writing.

A member of the media or public who wishes to observe a videoconference hearing may select the “Register to attend” link below on the hearing date and time indicated. A member of the media or public who wishes to hear a teleconference hearing may email their request to the Registrar at [email protected] at least two business days in advance of the hearing, indicating their name, email address and the hearing they wish to hear. The Registrar will provide the requestor with dial-in information on how to hear the proceeding. Requests received less than two business days in advance of the teleconference hearing may not be able to be accommodated. The Secretary’s Office will update the upcoming proceedings below as more information is made available.

Attending a virtual hearing

Hearings are currently heard before the OSC Tribunal virtually (by teleconference or videoconference) or in writing and are open to the public unless ordered otherwise by a Panel. To register to view a videoconference hearing click on the register link located under the “more dates” section in the hearing schedule below.

Ontario Securities Commission

20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Hearings are heard before the OSC Tribunal in person, virtually (by teleconference or videoconference) or in writing and are open to the public unless ordered otherwise by a Panel. 

The hearing rooms are accessible and include several assistive devices. Accessibility requests may be made by contacting the Registrar at least 30 days before the hearing at [email protected] so that reasonable accommodation can be arranged.

Visual or audio recording of a hearing is prohibited unless a Panel grants permission. Requests for recording must be made in writing and sent to the Registrar and all Parties at least five days before the hearing. A person who obtains permission to make a visual or audio recording will be subject to the directions of the Panel and must not engage in any behaviour that disrupts or detracts from the hearing.

Hearing schedule

The OSC Tribunal hears different types of proceedings. One proceeding may include multiple hearings.

For more information about proceedings, please refer to  the Commission’s Rules of Procedure and Forms, Guide to OSC Tribunal Proceedings, assistance for self-represented parties and other Tribunal resources. All questions concerning upcoming hearings should be directed to the Registrar at [email protected].

Results 1 - 10 of 10
Date
Respondent/Applicant
Format
Proceeding type
Hearing type
File number
October 18, 2021
10:00 AM
Format
By videoconference
Enforcement Proceeding
Type
Merits
Additional Dates

October 19, 20, 21, 22, 25, 27, 28, and 29, 2021

10:00 AM

Register to attend

October 22, 2021
10:00 AM
Format
By teleconference
Enforcement Proceeding
Type
Preliminary attendance
November 1, 2021
10:00 AM
Format
By teleconference
Enforcement Proceeding
Type
Preliminary attendance
November 8, 2021
10:00 AM
Format
By videoconference
Enforcement Proceeding
Type
Merits
Additional Dates

November 11, 12, 15, 17, 18, 19, 22, 25, and 26, 2021

10:00 AM

November 16, 2021
03:30 PM
Format
By teleconference
Enforcement Proceeding
Type
Preliminary attendance
November 17, 2021
10:00 AM
Format
By videoconference
Enforcement Proceeding
Type
Preliminary attendance
December 13, 2021
10:00 AM
Format
By teleconference
Enforcement Proceeding
Type
Preliminary attendance
December 14, 2021
10:00 AM
Format
By teleconference
Enforcement Proceeding
Type
Preliminary attendance
December 14, 2021
10:00 AM
Format
By teleconference
Enforcement Proceeding
Type
Preliminary attendance
January 13, 2022
10:00 AM
Format
By teleconference
Enforcement Proceeding
Type
Preliminary attendance