Order: In the Matter of Eda Marie Agueci et al.
IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, AS AMENDED
- AND -
IN THE MATTER OF EDA MARIE AGUECI, DENNIS WING, SANTO IACONO,
JOSEPHINE RAPONI, KIMBERLEY STEPHANY, HENRY FIORILLO,
GIUSEPPE (JOSEPH) FIORINI, JOHN SERPA, IAN TELFER,
JACOB GORNITZKI and POLLEN SERVICES LIMITED
WHEREAS the Ontario Securities Commission (the “Commission”) issued a Notice of Hearing and Staff of the Commission (“Staff”) filed a Statement of Allegations in this matter on February 7, 2012 against Eda Marie Agueci (“Agueci”), Dennis Wing (“Wing”), Santo Iacono (“Iacono”), Josephine Raponi (“Raponi”), Kimberley Stephany (“Stephany”), Henry Fiorillo (“Fiorillo”), Giuseppe (Joseph) Fiorini (“Fiorini”), John Serpa (“Serpa”), Ian Telfer (“Telfer”), Jacob Gornitzki (“Gornitzki”) and Pollen Services Limited (“Pollen”), (collectively, the “Respondents”);
AND WHEREAS at a pre-hearing conference held on December 17, 2012, certain scheduling matters were agreed to by the parties;
AND WHEREAS on January 28, 2013, the Commission ordered that the matter be adjourned to a pre-hearing conference to be held on April 3, 2013 at 10:00 a.m.;
AND WHEREAS at a pre-hearing conference on April 3, 2013, counsel for Staff, counsel for Wing, counsel for Iacono, counsel for Fiorillo, counsel for Fiorini, counsel for Telfer, and counsel for Gornitzki appeared before the Commission;
AND WHEREAS counsel for Agueci, counsel for Raponi and counsel for Stephany did not appear at the pre-hearing conference on April 3, 2013 but were in communication with Staff regarding their positions with respect to Staff’s proposed submissions;
AND WHEREAS at the pre-hearing conference on April 3, 2013, certain scheduling matters were agreed to by the parties;
AND WHEREAS the Commission is of the opinion that it is in the public interest to make this order;
IT IS HEREBY ORDERED that:
- a further pre-hearing conference shall take place on a date after June 9, 2013 but before June 22, 2013 to be fixed by the Registrar;
- any motion regarding reading in of compelled examinations shall be brought before the panel assigned to the hearing on the merits of this matter;
- Staff’s proposed read-ins of the compelled examinations of Agueci and Wing will be delivered by Staff to counsel for each of the Respondents by April 30, 2013; and
- Staff will provide an Agreed Statement of Facts to counsel for each of the Respondents regarding all allegations in this matter by May 30, 2013.
DATED at Toronto this 8th day of April, 2013.
James D. Carnwath