Order: In the Matter of Douglas John Eley
IN THE MATTER OF
DOUGLAS JOHN ELEY
File No. 2020-35
Wendy Berman, Vice-Chair and Chair of the Panel
Raymond Kindiak, Commissioner
Craig Hayman, Commissioner
March 5, 2021
ORDER
(Sections 8 and 21.7 of the Securities Act, RSO 1990, c S.5)
WHEREAS on January 14 and 15, 2021, the Ontario Securities Commission held a hearing by videoconference to consider the application brought by Douglas John Eley (Eley) (the Application) to review decisions of the Investment Industry Regulatory Organization of Canada (IIROC) dated January 28, 2020 and October 6, 2020, respectively (the IIROC Decisions);
WHEREAS on November 16, 2020, the Commission issued an order staying the IIROC Decisions pending the disposition of the Application or further order of the Commission (the Stay Order);
ON READING the materials filed by the parties and on hearing the submissions of the representatives for Eley, Staff of IIROC and Staff of the Commission;
IT IS ORDERED, for reasons to follow, that:
- the Application is dismissed; and
- the Stay Order shall remain in effect for 10 days following the date of this Order.
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" Wendy Berman "
Wendy Berman |
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" Raymond Kindiak "
Raymond Kindiak |
" Craig Hayman "
Craig Hayman |