Individuals or companies with unpaid OSC sanctions

The Ontario Securities Commission (OSC) identifies, in the list below, individuals or companies with unpaid administrative  penalties, disgorgement orders and costs, and any applicable interest, ordered against them in enforcement proceedings. Individuals or companies who have monetary sanctions against them may also have conduct bans such as trading bans and bans on acting as a director or officer of a public company. This information, if applicable, is included in the Commission order.

This list is updated quarterly.

When will an individual or company be added to this list?

Generally speaking, an individual or company who does not pay the full amount of the monetary sanctions ordered against them will be placed on this list no earlier than 30 days after the relevant Commission order is issued, unless an appeal has been filed. However, there are other situations which may affect this, such as:

  • if the Commission order contains a specific provision for date of payment, placement on the list will occur no earlier than 30 days after that date
  • if a settlement agreement expressly provides for a date for payment, placement on the list will occur no earlier than 30 days from the date in the agreement
  • if a settlement order is silent as to payment date, placement on the list will occur no earlier than 30 days from the date of the Commission order approving the settlement
  • if a Commission order or a settlement agreement stipulates dates that recurring payments are to be made by, and a payment is not made in accordance with that schedule, placement on the list will occur no earlier than 30 days from the date the payment was due

Please note: amounts owing to the OSC in proceedings that are subject to ongoing litigation or outstanding appeals or costs owing to the Commission that were imposed by courts in Ontario are not included in the list.

Respondents with requests to update or correct information should contact the OSC.

Delinquent Respondents

Results 61 - 80 of 444
Respondent
Related order
Amount owing individually
Amount owing jointly
Amount outstanding
Bochner, Joseph
$120,224.00
(THE GATEKEEPERS OF WEALTH INC. and JOSEPH BOCHNER )
Partial
Boily, Bernard
$800,000.00
Full
Boock, Irwin
$270,300.00
Full
Borealis International Inc.
$60,000.00
(Vincent Vilanti, Integrated Business Concepts Inc. and Borealis International Inc.)
Full
Borland, Brent
$1,519,658.00
(Canyon Acquisitions Llc, Canyon Acquisitions International Llc, Brent Borland, Wayne D. Robbins, Marco Caruso, Placencia Estates Development Ltd., Copal Resort Development Group Llc, Rendezvous Island Ltd., The Placencia Marina Ltd., and The Placencia Hotel And Residences Ltd)
Partial
Boutet, Marc D.
$150,000.00
(Marc D. Boutet and Nelson Investment Group Ltd.)
Partial
Bowles, Bryan
$5,000.00
(Sunwide Finance Inc., Sun Wide Group, Sun Wide Insurers, Bryan Bowles, Robert Drury, Lorenzo M. Romero and Rafael Pangilinan)
Full
Bradon Technologies Ltd.
$347,373.11
(Bradon Technologies Ltd., Joseph Compta, Ensign Corporate Communications Inc. and Timothy German)
Full
Brekelmans, Jenifer
$1,500.00
Full
Brikman, Vyacheslav
$165,496.00
Full
Brilliante Brasilcan Resources Corp.
$895,536.00
$272,500.00
(York Rio Resources Inc., Brilliante Brasilcan Resources Corp.)
Partial
Brown, Roy
$3,414,535.97
(Roy Brown and Juniper Fund Management Corporation)
Full
Buchanan, Donald Iain
$641,037.00
Partial
Cai, Fengyi
$63,667.50
(Fengyi Cai and Yanda Cai)
Full
Cai, Yanda
$63,667.50
(Fengyi Cai and Yanda Cai)
Full
Camdeton Trading Ltd.
$29,230,000.00
(Peter Sabourin, Sabourin and Sun Inc., Sabourin and Sun (BVI) Inc., Sabourin and Sun Group of Companies Inc., Camdeton Trading Ltd. and Camdeton Trading S.A.)
Full
Camdeton Trading S.A.
$29,230,000.00
(Peter Sabourin, Sabourin and Sun Inc., Sabourin and Sun (BVI) Inc., Sabourin and Sun Group of Companies Inc., Camdeton Trading Ltd. and Camdeton Trading S.A.)
Full
Campbell, David C.
$175,000.00
$2,867,706.53
(Limelight Entertainment Inc., Carlos A. Da Silva and David C. Campbell)
Full
Campbell, David C.
$750,000.00
$791,974.03
(Al-tar Energy Corp., Alberta Energy Corp., Drago Gold Corp., David C. Campbell, Abel Da Silva, Eric F. O’Brien and Julian M. Sylvester)
Full
CanPro Income Fund I, LP
$114,420.00
Normand Gauthier, Gentree Asset Management Inc., R.E.A.L. Group Fund III (Canada) LP, and CanPro Income Fund I, LP
Partial