ATSs operating in Ontario

The following is a list of alternative trading systems (ATSs) operating in Ontario:

Bloomberg Tradebook Canada

As an ATS, Bloomberg Tradebook Canada may periodically publish notices about proposed changes to certain aspects of its operations pursuant to an Order requiring compliance with the ATS Protocol governing the filing, review and approval of changes to certain aspects of its operations.

 

Bloomberg Tradebook Canada is an ATS operating in Ontario.

CanDeal

CanDeal is an ATS operating in Ontario.

As an ATS, CanDeal may periodically publish notices about proposed changes to certain aspects of its operations pursuant to an Order requiring compliance with the ATS Protocol governing the filing, review and approval of changes to certain aspects of its operations.

EquiLend Canada Corp.

EquiLend Canada Corp. is an ATS operating in Ontario.

As an ATS, EquiLend Canada Corp. may periodically publish notices about proposed changes to certain aspects of its operations pursuant to an Order requiring compliance with the ATS Protocol governing the filing, review and approval of changes to certain aspects of its operations. EquiLend Canada Corp. has not yet published any notices.

Instinet Canada Cross (ICX)

Instinet Canada Cross (ICX) is an ATS operating in Ontario.

As an ATS, Instinet Canada Cross (ICX) may periodically publish notices about proposed changes to certain aspects of its operations pursuant to an Order requiring compliance with the ATS Protocol governing the filing, review and approval of changes to certain aspects of its operations. The following is a list of notices published by Instinet Canada Cross (ICX).

Liquidnet Canada

Liquidnet Canada is an ATS operating in Ontario.

As an ATS, Liquidnet Canada may periodically publish notices about proposed changes to certain aspects of its operations pursuant to an Order requiring compliance with the ATS Protocol governing the filing, review and approval of changes to certain aspects of its operations. The following is a list of notices published by Liquidnet Canada.

MarketAxess

MarketAxess is an ATS operating in Ontario.

As an ATS, MarketAxess may periodically publish notices about proposed changes to certain aspects of its operations pursuant to an Order requiring compliance with the ATS Protocol governing the filing, review and approval of changes to certain aspects of its operations. MarketAxess has not yet published any notices.

MATCH Now (operated by TriAct)

MATCH Now (operated by TriAct) is an ATS operating in Ontario.

As an ATS, MATCH Now (operated by TriAct) may periodically publish notices about proposed changes to certain aspects of its operations pursuant to an Order requiring compliance with the ATS Protocol governing the filing, review and approval of changes to certain aspects of its operations. The following is a list of notices published by MATCH Now (operated by TriAct).

Omega ATS / Lynx ATS

Omega ATS is an ATS operating in Ontario.

As an ATS, Omega ATS may periodically publish notices about proposed changes to certain aspects of its operations pursuant to an Order requiring compliance with the ATS Protocol governing the filing, review and approval of changes to certain aspects of its operations. The following is a list of notices published by Omega ATS.

SIGMA X Canada

Sigma X Canada has announced that it will no longer accept orders from subscribers and is ceasing operations effective from the close of business on Friday, April 27th 2012.

TMX Select Inc.

TMX Select Inc. (TMX Select) has filed Form 21-101F4 Cessation of Operations Report for Alternative Trading System (F4) with the Commission. The F4 indicates that TMX Select is no longer carrying on business as an alternative trading system in Ontario.

Perimeter Markets Inc./CBID

Perimeter Markets Inc./CBID is an ATS operating in Ontario.

As an ATS, CBID / CBID Institutional may periodically publish notices about proposed changes to certain aspects of its operations pursuant to an Order requiring compliance with the ATS Protocol governing the filing, review and approval of changes to certain aspects of its operations. CBID / CBID Institutional has not yet published any notices.

Foreign ATSs