Scheduled outage for OSC Electronic Filing Portal on Thursday, April 25, 2024 from 6:00 to 11:00 pm (EST)
Foreign Alternative Trading Systems (ATSs) orders and notices Breadcrumb Home Industry Market regulation Marketplaces Alternative trading systems (ATSs) ATSs operating in Ontario Foreign Alternative Trading Systems (ATSs) orders and notices Component Menu Left Sidebar Industry Registration and compliance Innovation at the OSC Companies Investment funds and structured products Market regulation Derivatives SEDAR+ EquiLend, LLC February 8, 2024 Notice of Commission Decision – Application for Exemptive Relief – EquiLend LLC. Document opens in new tab November 23, 2023 Notice and Request for Comment – Application for an Exemption from the Marketplace Rules – EquiLend, LLC Document opens in new tab LedgerEdge Limited (Revoked) February 26, 2024 LedgerEdge Limited – s. 144 February 26, 2024 LedgerEdge Ltd. – s. 8.1 of OSC Rule 13-502 Fees February 29, 2024 Notice of Revocation Order - LedgerEdge Limited Document opens in new tab June 30, 2022 Notice of Commission Order – Application for Exemptive Relief – LedgerEdge Limited Document opens in new tab May 12, 2022 Notice and Request for Comment – Application for an Exemption from the Marketplace Rules – LedgerEdge Limited Document opens in new tab Dealerweb Inc. June 22, 2022 Notice of Commission Order – Application for Exemptive Relief – Dealerweb Inc. Document opens in new tab February 17, 2022 Application for an Exemption from the Marketplace Rules – Notice and Request for Comment – Dealerweb Inc. Document opens in new tab Carta Capital Markets, LLC January 21, 2022 Application for Exemptive Relief – Notice of Commission Order – Carta Capital Markets, LLC November 23, 2021 Notice and Request for Comment – Application for an Exemption from the Marketplace Rules – Carta Capital Markets, LLC November 23, 2021 Application on behalf of Carta Capital Markets, LLC for exemptive relief under the Passport System – Osler, Hoskin & Harcourt LLP – Carta Capital Markets, LLC Document opens in new tab November 23, 2021 Draft Decision - In the Matter of Carta Capital Markets, LLC Execution Access, LLC (Revoked) September 7, 2023 Notice of Revocation Order – Execution Access LLC Document opens in new tab August 9, 2023 Execution Access LLC – s.144 (Revocation Order) July 29, 2021 Notice of Commission Order – Application for Exemptive Relief – Execution Access, LLC GLMX Technologies, LLC October 6, 2021 Notice of Commission Order – Application for Exemptive Relief – GLMX Technologies, LLC October 6, 2021 GLMX Technologies, LLC August 19, 2021 Notice and Request for Comment – Application for an Exemption from the Marketplace Rules – GLMX Technologies, LLC Comments Received Document opens in new tab ICE Bonds Securities Corporation June 25, 2020 Notice of Commission Order – Application for Exemptive Relief – ICE Bonds Securities Corporation (ICE Bonds), formerly Creditex Securities Corporation Document opens in new tab June 19, 2020 ICE Bonds Securities Corporation April 8, 2020 Notice and Request for Comment – Application for Exemption from Marketplace Rules – Creditex Securities Corporation Document opens in new tab April 8, 2020 Application for Exemptive Relief – Creditex Securities Corporation Document opens in new tab April 8, 2020 Creditex Trumid Financial LLC March 4, 2021 Notice of Commission Orders– Application for Exemptive Relief – Trumid Financial LLC June 11, 2020 Notice of Commission Order - Application for Exemptive Relief – Trumid Financial LLC Document opens in new tab June 8, 2020 Trumid Financial, LLC March 5, 2020 Notice and Request for Comment – Application for Exemption from the Marketplace Rules – Trumid Financial LLC Document opens in new tab
