2 - Certain Capital Market Participants Breadcrumb Home Securities law Instruments, rules and policies 2 - Certain Capital Market Participants Component Menu Left Sidebar Securities law Legislation Instruments, rules and policies 1 - Procedure and Related Matters 2 - Certain Capital Market Participants 3 - Registration Requirements and Related Matters 4 - Distribution Requirements 5 - Ongoing Requirements for Issuers and Insiders 6 - Take-Over Bids and Special Transactions 7 - Securities Transactions Outside the Jurisdiction 8 - Investment Funds 9 - Derivatives Documents not numbered Securities rule-making in Ontario Proposed instruments, rules and policies Orders, rulings and decisions Blanket orders OSC Bulletin Filing documents online Search by keyword Sort by RelevanceInstrument number descendingInstrument number ascending Results 1 - 30 of 135 Instrument Number Title 21-101 Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 21-301 Canadian Venture Exchange (Withdrawn by CSA Notice 11-313, February 19, 2010) 21-302 Confidentiality of Forms Filed under National Instrument 21-101 Marketplace Operation (Withdrawn by CSA Notice 11-313, February 19, 2010) 21-304 [Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Request for Filing of Form 21-101F5 Initial Operation Report for Information Processor by Interested Information Processors 21-305 Extension of Approval of Information Processor for Corporate Fixed Income Securities 21-306 [Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Notice of Filing of Forms 21-101F5 - Initial Operation Report for Information Processor 21-307 Extension of Approval of Information Processor for Corporate Fixed Income Securities 21-308 Update on Applications to Become an Information Processor 21-309 Information Processor for Exchange-Traded Securities other than Options (Withdrawn by CSA Staff Notice 11-333, December 1, 2016) 21-310 Information Processor for Corporate Debt Securities (Withdrawn by CSA Staff Notice 11-333, December 1, 2016) 21-312 Update on Consultation Paper 21-401 Real Time Market Data Fees 21-313 Information Processor for Exchange-Traded Securities other than Options 21-314 Information Processor for Corporate Debt Securities (Withdrawn by CSA Staff Notice 11-333, December 1, 2016) 21-315 CSA Staff Notice and Request for Comment 21-315 - Next Steps in Regulation and Transparency of the Fixed Income Market 21-316 CSA Staff Notice 21-316 Information Processor for Corporate Debt Securities 21-317 Next Steps in Implementation of a Plan to Enhance Regulation of the Fixed Income Market 21-318 CSA Staff Notice 21-318 Information Processor for Corporate Debt Securities 21-319 CSA Staff Notice 21-319 Data Fees Methodology 21-320 CSA Staff Notice 21-320 Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy - Dealing with Government Debt Transparency 21-321 CSA Staff Notice 21-321 Markets in Financial Instruments Directive (MiFID II) - Share Trading Obligation and its Application to Canadian Securities 21-322 CSA Staff Notice 21-322 Applicability of Regulation to the Operation of MTFs or OTFs in Canada 21-323 CSA Staff Notice and Request for Comment 21-323 - Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to National Instrument 21-101 Marketplace Operation and Related Companion Policy 21-324 CSA Staff Notice 21-234 Information Processor for Exchange-Traded Securities other than Options 21-325 CSA Staff Notice 21-325 Follow-up on Marketplace Systems Incidents 21-326 CSA Staff Notice 21-326 Guidance for Reporting Material Systems Incidents 21-327 CSA Staff Notice 21-327 Guidance on the Application of Securities Legislation to Entities Facilitating the Trading of Crypto Assets 21-328 CSA Staff Notice 21-328 - Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities 21-329 Guidance for Crypto-Asset Trading Platforms: Compliance with Regulatory Requirements 21-330 CSA-IIROC Staff Notice 21-330 Guidance for Crypto-Trading Platforms - Requirements relating to Advertising, Marketing and Social Media Use Pagination Current page 1 Page 2 Page 3 Page 4 Page 5 Next page Next › Last page Last »
