2 - Certain Capital Market Participants Breadcrumb Home Securities law Instruments, rules and policies 2 - Certain Capital Market Participants Component Menu Left Sidebar Securities law Legislation Instruments, rules and policies 1 - Procedure and Related Matters 2 - Certain Capital Market Participants 3 - Registration Requirements and Related Matters 4 - Distribution Requirements 5 - Ongoing Requirements for Issuers and Insiders 6 - Take-Over Bids and Special Transactions 7 - Securities Transactions Outside the Jurisdiction 8 - Investment Funds 9 - Derivatives Documents not numbered Securities rule-making in Ontario Proposed instruments, rules and policies Orders, rulings and decisions Blanket orders Delegation orders OSC Bulletin Filing documents online Search by keyword Sort by RelevanceInstrument number descendingInstrument number ascending Results 1 - 30 of 140 Instrument Number Title 21-101 Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 21-301 Canadian Venture Exchange (Withdrawn by CSA Notice 11-313, February 19, 2010) 21-302 Confidentiality of Forms Filed under National Instrument 21-101 Marketplace Operation (Withdrawn by CSA Notice 11-313, February 19, 2010) 21-304 [Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Request for Filing of Form 21-101F5 Initial Operation Report for Information Processor by Interested Information Processors 21-305 Extension of Approval of Information Processor for Corporate Fixed Income Securities (Withdrawn by CSA Staff Notice 11-323, September 12, 2013) 21-306 [Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Notice of Filing of Forms 21-101F5 - Initial Operation Report for Information Processor 21-307 Extension of Approval of Information Processor for Corporate Fixed Income Securities (Withdrawn by CSA Staff Notice 11-323, September 12, 2013) 21-308 Update on Applications to Become an Information Processor (Withdrawn by CSA Staff Notice 11-323, September 12, 2013) 21-309 Information Processor for Exchange-Traded Securities other than Options (Withdrawn by CSA Staff Notice 11-333, December 1, 2016) 21-310 Information Processor for Corporate Debt Securities (Withdrawn by CSA Staff Notice 11-333, December 1, 2016) 21-312 Update on Consultation Paper 21-401 Real Time Market Data Fees 21-313 Information Processor for Exchange-Traded Securities other than Options 21-314 Information Processor for Corporate Debt Securities (Withdrawn by CSA Staff Notice 11-333, December 1, 2016) 21-315 Next Steps in Regulation and Transparency of the Fixed Income Market 21-316 Information Processor for Corporate Debt Securities 21-317 Next Steps in Implementation of a Plan to Enhance Regulation of the Fixed Income Market 21-318 Information Processor for Corporate Debt Securities 21-319 Data Fees Methodology 21-320 Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy - Dealing with Government Debt Transparency 21-321 Markets in Financial Instruments Directive (MiFID II) - Share Trading Obligation and its Application to Canadian Securities 21-322 Applicability of Regulation to the Operation of MTFs or OTFs in Canada 21-323 Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to National Instrument 21-101 Marketplace Operation and Related Companion Policy 21-324 Information Processor for Exchange-Traded Securities other than Options 21-325 Follow-up on Marketplace Systems Incidents 21-326 Guidance for Reporting Material Systems Incidents 21-327 Guidance on the Application of Securities Legislation to Entities Facilitating the Trading of Crypto Assets 21-328 Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities 21-329 Guidance for Crypto-Asset Trading Platforms: Compliance with Regulatory Requirements 21-330 Guidance for Crypto-Trading Platforms - Requirements relating to Advertising, Marketing and Social Media Use 21-331 Information Processor for Exchange - Traded Securities other than Options Pagination Current page 1 Page 2 Page 3 Page 4 Page 5 Next page Next › Last page Last »
