1 - Procedure and Related Matters Breadcrumb Home Securities law Instruments, rules and policies 1 - Procedure and Related Matters Component Menu Left Sidebar Securities law Legislation Instruments, rules and policies 1 - Procedure and Related Matters 2 - Certain Capital Market Participants 3 - Registration Requirements and Related Matters 4 - Distribution Requirements 5 - Ongoing Requirements for Issuers and Insiders 6 - Take-Over Bids and Special Transactions 7 - Securities Transactions Outside the Jurisdiction 8 - Investment Funds 9 - Derivatives Documents not numbered Securities rule-making in Ontario Proposed instruments, rules and policies Orders, rulings and decisions Blanket orders OSC Bulletin Filing documents online Search by keyword Sort by RelevanceInstrument number descendingInstrument number ascending Results 1 - 30 of 202 Instrument Number Title 11-101 Principal Regulator System [Note: Never adopted in Ontario. Revoked on September 28, 2009.] 11-102 Passport System [Note: Not adopted in Ontario] 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions [Note: Not adopted in Ontario, Alberta, Quebec, New Brunswick and Nova Scotia.] 11-201 Electronic Delivery of Documents 11-202 National Policy - Process for Prospectus Reviews in Multiple Jurisdictions 11-203 National Policy - Process for Exemptive Relief Applications in Multiple Jurisdictions 11-204 Process for Registration in Multiple Jurisdictions 11-205 Process for Designation of Credit Rating Organizations in Multiple Jurisdictions 11-206 Process for Cease to be a Reporting Issuer Applications 11-207 Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions 11-301 CSA Strategic Plan 1999 - 2001 11-302 Withdrawal of CSA Notices 11-303 The Uniform Securities Legislation Project (Withdrawn by CSA Notice 11-313, February 19, 2010) 11-304 Responses to Comments Received on Concept Proposal, Blueprint For Uniform Securities Laws For Canada (Withdrawn by CSA Notice 11-313, February 19, 2010) 11-305 Withdrawal of CSA Staff Notice 42-301 and 52-302 11-306 Extension of Comment Period for Consultation Drafts of the Uniform Securities Act and the Model Securities Administration Act (Withdrawn by CSA Notice 11-313, February 19, 2010) 11-307 Responses to Comments Received on Consultation Drafts for a Uniform Securities Act and a Model Securities Administration Act (Withdrawn by CSA Notice 11-313, February 19, 2010) 11-309 Withdrawal of CSA Notices 11-310 Withdrawal of CSA Notices 11-311 Notice of Extension of Comment Period - CSA Consultation Paper 11-405 - “Securities Regulatory Proposals Stemming from the 2007-08 Credit Market Turmoil and its Effect on the ABCP Market in Canada” 11-312 National Numbering System 11-313 Withdrawal of Notices and Policies 11-314 Update of CSA Instruments 11-315 Extension of Consultation Period 11-316 Notice of Local Amendments - British Columbia (Withdrawn by CSA Staff Notice 11-333, December 1, 2016) 11-317 Withdrawal of Notices 11-318 Guidance for Cease Trade Order Database Users 11-319 [Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Extension of Consultation Period - Consultation Paper 25-401 - Potential Regulation of Proxy Advisory Firms 11-320 Notice of Local Amendments - Nova Scotia and Yukon 11-321 Business Continuity Planning - Industry Testing Exercise Pagination Current page 1 Page 2 Page 3 Page 4 Page 5 Page 6 Page 7 Next page Next › Last page Last »