3 - Registration Requirements and Related Matters Breadcrumb Home Securities law Instruments, rules and policies 3 - Registration Requirements and Related Matters Component Menu Left Sidebar Securities law Legislation Instruments, rules and policies 1 - Procedure and Related Matters 2 - Certain Capital Market Participants 3 - Registration Requirements and Related Matters 4 - Distribution Requirements 5 - Ongoing Requirements for Issuers and Insiders 6 - Take-Over Bids and Special Transactions 7 - Securities Transactions Outside the Jurisdiction 8 - Investment Funds 9 - Derivatives Documents not numbered Securities rule-making in Ontario Proposed instruments, rules and policies Orders, rulings and decisions Blanket orders Delegation orders OSC Bulletin Filing documents online Search by keyword Sort by RelevanceInstrument number descendingInstrument number ascending Results 1 - 30 of 197 Instrument Number Title 31-101 National Registration System [Repealed] 31-102 National Registration Database 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations 31-307 National Registration Database (NRD) - NRD Enrolment and User Fees (Withdrawn by CSA Staff Notice 11-309, March 3, 2006) 31-308 Frequently Asked Questions Regarding National Instrument 31-101 National Registration System and National Policy 31-201 National Registration System (Withdrawn by CSA Notice 11-313, February 19, 2010) 31-309 Proposed NI 31-103 Registration Requirements and Proposed Companion Policy 31-103CP Registration Requirements (withdrawn by Notice of Ministerial Approval effective September 28, 2009) 31-310 Proposed NI 31-103 Registration Requirements and Proposed Companion Policy 31-103CP Registration Requirements (withdrawn by Notice of Ministerial Approval effective September 28, 2009) 31-311 Proposed NI 31-103 Registration Requirements and Exemptions - Transition into the new registration regime (Withdrawn by CSA Notice 11-317, June 21, 2012) 31-312 The Exempt Market Dealer Category under NI 31-103 Registration Requirements and Exemptions (Withdrawn by CSA Staff Notice 11-323, September 12, 2013) 31-313 NI 31-103 Registration Requirements and Exemptions and related instruments - Frequently Asked Questions as of December 18, 2009 (Withdrawn by CSA Notice 11-329, June 16, 2015) 31-314 NI 31-103 Registration Requirements and Exemptions and Related Instruments - Frequently Asked Questions as of February 5, 2010 (Withdrawn by CSA Notice 11-329, June 16, 2015) 31-315 Omnibus / blanket orders exempting registrants from certain provisions of NI 31-103 Registration Requirements and Exemptions (Withdrawn by CSA Notice 11-329, June 16, 2015) 31-316 Blanket Order Exempting Persons and Companies from the Requirement to Register when Trading in Short-term Debt Instruments (Withdrawn by CSA Staff Notice 11-323, September 12, 2013) 31-317 Reporting Obligations Related to Terrorist Financing for Registrants, Exempt International Dealers, and Exempt International Advisers 31-318 Omnibus/blanket order exempting mortgage investment entities from the requirement to register as investment fund managers and advisers (Withdrawn by CSA Staff Notice 11-323, September 12, 2013) 31-319 Further Omnibus / Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements and Exemptions (Withdrawn by CSA Staff Notice 11-323, September 12, 2013) 31-320 Additional Request for Comment by the OSC and Autorité des Marchés Financiers on Proposed Exemptions from Investment Fund Manager Registration Requirement for International and Certain Domestic Investment Fund Managers 31-321 Further Omnibus / Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements and Exemptions (Withdrawn by CSA Notice 11-317, June 21, 2012) 31-322 Extension of Omnibus/Blanket Order Exempting Mortgage Investment Entities from the Requirement to Register as Investment Fund Managers and Advisers (Withdrawn by CSA Staff Notice 11-323, September 12, 2013) 31-323 Guidance Relating to the Registration Obligations of Mortgage Investment Entities 31-324 Exempt market dealers and account statement requirements in National Instrument 31-103 Registration Requirements and Exemptions (withdrawn by CSA Notice 31-345, April 14, 2016) 31-325 Marketing Practices of Portfolio Managers 31-326 Outside Business Activities (Withdrawn by CSA Notice 11-329, June 16, 2015) 31-327 Broker-Dealer Registration in the Exempt Market Dealer Category (Withdrawn by CSA Notice 11-329, June 16, 2015) 31-328 Revocation of Omnibus / Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations(Withdrawn by CSA Notice 11-329, June 16, 2015) 31-329 Omnibus/blanket orders exempting registrants from certain provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and related staff positions (Withdrawn by CSA Notice 11-329, June 16, 2015) 31-330 Omnibus/Blanket Orders Extending Certain Transition Provisions Relating to the Investment Fund Manager Registration Requirement and the Obligation to Provide Dispute Resolution Services (Withdrawn by CSA Notice 11-329, June 16, 2015) 31-331 Follow-up to Broker Dealer Registration in the Exempt Market Dealer Category (Withdrawn by CSA Notice 11-329, June 16, 2015) 31-332 Relevant Investment Management Experience for Advising Representatives and Associate Advising Representatives of Portfolio Managers 31-333 Follow-up to Broker Dealer Registration in the Exempt Market Dealer Category (Withdrawn by CSA Notice 11-329, June 16, 2015) Pagination Current page 1 Page 2 Page 3 Page 4 Page 5 Page 6 Page 7 Next page Next › Last page Last »
