31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations
Results 1 - 114 of 114
Unofficial consolidations including forms
Policy #
Document name
Document type
Date
31-103
Unofficial Consolidation
Forms
31-103
Unofficial Consolidation
National Instrument
31-103
Unofficial Consolidation
Companion Policy
31-103
Unofficial Consolidation
Forms
31-103
Unofficial Consolidation
Forms
31-103
Forms
Unofficial Consolidation
Instruments, rules and policies
31-103
CSA Notice and Request for Comment – Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Proposed Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
Comments Received
Request for Comment
Amendments to National Instrument
CSA Notice
31-103
Amendments to National Instrument
14-101
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
CSA and CCIR Joint Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations and Proposed CCIR Individual Variable Insurance Contract Ongoing Disclosure Guidance Total Cost Reporting for Investment Funds and Segregated Funds
Comments Received
Request for Comment
CSA Notice
Amendments to National Instrument
33-109
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to Companion Policy
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-357
CSA Notice
National Instrument
Blanket Order
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Notice of Ministerial Approval
National Instrument
31-103
Amendments to National Instrument
31-103
Request for Comment
National Instrument
31-103
Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP
Comments Received
Request for Comment
National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Notice of Ministerial Approval
National Instrument
31-103
CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations, NI 33-109
Comments Received
Request for Comment
National Instrument
31-103
Amendments to National Instrument
31-103
Notice of Ministerial Approval
National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Notice of Ministerial Approval
National Instrument
31-103
Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms
Comments Received
Request for Comment
National Instrument
31-103
Amendments to National Instrument
31-103
Notice of Ministerial Approval
National Instrument
31-103
Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
Comments Received
Request for Comment
National Instrument
31-103
National Instrument
31-103
Notice of Ministerial Approval
National Instrument
31-103
Amendments to National Instrument
31-103
Notice of Ministerial Approval
National Instrument
33-506
Notice of Ministerial Approval
OSC Rule
31-103
Notice and Request for Comment: Proposed Amendments to NI 31-103 Registration Requirements and Exemptions and to Companion Policy 31-103CP
Comments Received
Request for Comment
National Instrument
33-506
National Instrument
31-103
National Instrument
31-103
Amendments to National Instrument
31-103
Request for Comment
National Instrument
13-503
Notice of Ministerial Approval
OSC Rule
31-708
Notice of Ministerial Approval
National Instrument
31-103
Notice of Ministerial Approval
National Instrument
31-103
CSA Notice
Notice of Correction
31-103
Amendments to National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
National Instrument
31-103
Request for Comment
National Instrument
31-103
Notice of Commission Approval
National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
Results 1 - 145 of 145
Unofficial consolidations including forms
Policy #
Document name
Document type
Date
31-103
Unofficial Consolidation
National Instrument
31-103
Unofficial Consolidation
Forms
31-103
Unofficial Consolidation
Companion Policy
31-103
Unofficial Consolidation
National Instrument
31-103
Unofficial Consolidation
Companion Policy
31-103
Unofficial Consolidation
National Instrument
31-103
Unofficial Consolidation
Forms
31-103
Unofficial Consolidation
Companion Policy
31-103
Unofficial Consolidation
National Instrument
Companion Policy
Forms
31-103
Unofficial Consolidation
National Instrument
Companion Policy
Forms
31-103
Unofficial Consolidation
National Instrument
Companion Policy
Forms
31-103
Unofficial Consolidation
Forms
31-103
Unofficial Consolidation
Forms
31-103
Forms
Unofficial Consolidation
31-103
Unofficial Consolidation
National Instrument
Companion Policy
Forms
Instruments, rules and policies
31-103
CSA Notice and Request for Comment – Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Proposed Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
Comments Received
Request for Comment
Amendments to National Instrument
CSA Notice
14-101
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
CSA and CCIR Joint Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations and Proposed CCIR Individual Variable Insurance Contract Ongoing Disclosure Guidance Total Cost Reporting for Investment Funds and Segregated Funds
Comments Received
Request for Comment
CSA Notice
Amendments to National Instrument
33-109
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to Companion Policy
31-103
Amendments to National Instrument
31-357
CSA Notice
National Instrument
Blanket Order
31-103
CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to CP 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations to Enhance
Comments Received
Request for Comment
National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Notice of Ministerial Approval
National Instrument
31-103
Amendments to National Instrument
31-103
Request for Comment
National Instrument
31-103
Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP
Comments Received
Request for Comment
National Instrument
31-103
Notice of Ministerial Approval
National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Notice of Ministerial Approval
National Instrument
31-103
CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations, NI 33-109
Comments Received
Request for Comment
National Instrument
11-102
Amendments to Multilateral Instrument
11-102
Amendments to Multilateral Instrument
31-103
Amendments to National Instrument
31-103
Notice of Ministerial Approval
National Instrument
31-103
Notice of Ministerial Approval
National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Amendments to National Instrument
31-103
Notice of Ministerial Approval
National Instrument
31-103
Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms
Comments Received
Request for Comment
National Instrument
31-103
Amendments to National Instrument
31-103
Notice of Ministerial Approval
National Instrument
31-103
Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
Comments Received
Request for Comment
National Instrument
31-103
National Instrument
31-103
Notice of Ministerial Approval
National Instrument
31-103
Amendments to National Instrument
31-103
Notice of Ministerial Approval
National Instrument
33-506
Notice of Ministerial Approval
OSC Rule
31-103
Notice and Request for Comment: Proposed Amendments to NI 31-103 Registration Requirements and Exemptions and to Companion Policy 31-103CP
Comments Received
Request for Comment
National Instrument
31-103
National Instrument
33-506
National Instrument
31-103
Amendments to National Instrument
31-103
Request for Comment
National Instrument
31-103
Amendments to National Instrument
31-103
Notice of Ministerial Approval
National Instrument
13-503
Notice of Ministerial Approval
OSC Rule
13-502
Notice of Ministerial Approval
OSC Rule
31-708
Notice of Ministerial Approval
National Instrument
31-103
CSA Notice
Notice of Correction
31-103
National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
Amendments to National Instrument
31-103
Notice of Commission Approval
National Instrument
31-103
Amendments to National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements
Comments Received
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument
31-103
Request for Comment
National Instrument