Exempt Distributions Summary

Exempt distribution information has been summarized from Reports of Exempt Distribution (Form 45-106F1) that have been filed with the OSC under National Instrument 45-106 Prospectus Exemptions (NI 45-106). The summary is based on information contained in Reports where Ontario purchasers have been identified.

The summary is not exhaustive and there may be additional prospectus exemptions for which a Form 45-106F1 is required to be filed that are not included in the summary. In particular, the columns for “PURCHASERNUMBER_OTHER” and “TOTALDISTRIBUTEDAMOUNT_OTHER” may not include distributions under the start-up crowdfunding prospectus exemption in National Instrument 45-110 Start-Up Crowdfunding Registration and Prospectus Exemptions or the listed issuer financing exemption in Part 5A of NI 45-106. The summary also does not include information from Forms 45-106F1 filed in reliance on Coordinated Blanket Order 13-933 Temporary exemption from the requirement to transmit a report of exempt distribution through SEDAR+ in connection with distributions of eligible foreign securities to permitted clients and Blanket Order 13-512 Temporary Exemption from the Requirement to Transmit a Report of Exempt Distribution through SEDAR+ in connection with Distributions of Eligible Foreign Securities to Permitted Clients (Interim Class Order).

Our previous summary for reports of exempt distribution filed between April 1, 2014 to June 29, 2016 is still available in its original form in the spreadsheet below.