International Memoranda of Understanding (MOUs)

The Ontario Securities Commission (OSC) has entered into a number of international Memoranda of Understanding (MOUs) with international partners to foster cooperation and information-sharing on various matters, including enforcement.

These MOUs strengthen relationships and foster collaboration in matters of mutual interest. The OSC also has a number of MOUs with domestic partners.

Co-operation Agreement Concerning Innovative FinTech Businesses with the France Autorité des Marchés Financiers

Memorandum of Understanding with Gibraltar Financial Services Commission Concerning Consultation Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Alternative Investment Fund Managers

Co-Operation Agreement Concerning Innovative Fintech Businesses with the Abu Dhabi Global Market Financial Services Regulatory Authority

Co-operation Agreement Concerning Innovative Fintech Businesses with U.K. Financial Conduct Authority

Notice of Co-Operation Agreement concerning Innovative Fintech Businesses with the Australian Securities & Investment Commission

Memorandum of Understanding with the European Securities and Markets Authority (ESMA) Concerning Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs Established in Canada

Memorandum of Exchange of Letters Concerning Cooperation between Members of the Canadian Securities Administrators and the Superintendencia de Valores y Seguros of Chile

Memoranda of Understanding with the UK Financial Conduct Authority and the Bank of England Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities

Memoranda of Understanding with the EU and EEA Members Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Alternative Investment Fund Managers Directive (AIFMD)

Memorandum of Understanding between the OSC and the European Securities and Markets Authority (ESMA) on the Cooperation of Competent Authorities for the Supervision of the Credit Rating Agencies (CRAs)

Memorandum of Understanding between the OSC, the AMF, the ASC and the BCSC with the Australian Securities and Investments Commission (ASIC) Concerning Consultation, Cooperation and the Exchange of Information Related to The Supervision of Cross-Border Regulated Entities

Memorandum of Understanding with the Commission Nazionale per le società e la borsa of Italy related to the administration and enforcement of Ontario and Italian securities laws

Memorandum of Understanding with the United States Commodity Futures Trading Commission, United States National Futures Association, Commission des valeurs mobilieres du Québec, and certain Ontario and Québec regulatory authorities related to Ontario and Québec futures brokers