Notice of Coming into Effect - Memorandum of Understanding – Cooperation and the Exchange of Information Related to the Supervision of Regulated Entities Operating in Ontario and the Netherlands
NOTICE OF COMING INTO EFFECT
COOPERATION AND THE EXCHANGE OF INFORMATION RELATED TO
THE SUPERVISION OF REGULATED ENTITIES OPERATING IN ONTARIO AND THE NETHERLANDS
On November 22, 2019, the Ontario Securities Commission entered into a Memorandum of Understanding with the Autoriteit Financiële Markten concerning regulatory cooperation related to the supervision and oversight of regulated entities operating in Ontario and the Netherlands (the “MOU”).
The MOU came into effect on January 27, 2020, pursuant to section 143.10(4) of the Securities Act (Ontario).
The MOU provides a comprehensive framework for consultation, cooperation and information-sharing related to the day-to-day supervision and oversight of regulated entities and enhances the OSC’s ability to supervise these entities.
Questions may be referred to: