Comment Letters for Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms

Comments Received (comment period due March 5, 2014 )

Date
Comment Letters
Title
Murray J. Taylor (IGM Financial Inc.) Document opens in new tab
Title
Brian Koscak (Private Capital Markets Association of Canada (formerly the Exempt Market Dealers Association of Canada) Document opens in new tab
Title
Rebecca Cowdery, Marsha Gerhart & Erin Seed (Borden Ladner Gervais LLP) Document opens in new tab
Title
Ralf Hensel (The Investment Funds Institute of Canada) Document opens in new tab
Title
Katie A. Walmsley & Scott Mahaffy (Portfolio Management Association of Canada) Document opens in new tab
Title
Donald J. Burwell (Edward Jones) Document opens in new tab
Title
Mark Tiffin (Capital International Asset Management (Canada), Inc.) Document opens in new tab
Title
Eric Adelson (Invesco Canada Ltd.) Document opens in new tab
Title
Ian Pember (Alternative Investment Management Association) Document opens in new tab
Title
Susan Han (Miller Thompson LLP) Document opens in new tab
Title
Alix d’Anglejan-Chatillon, Ramandeep K. Grewal, Philip J. Henderson, Kenneth G. Ottenbreit, Darin R. Renton, Simon A. Romano (Stikeman Elliott LLP) Document opens in new tab
Title
W. Sian Burgess (Fidelity Investments Canada ULC) Document opens in new tab
Title
Robert Toomey (The Securities Industry and Financial Markets Association) Document opens in new tab
Title
Greg Pollock & Harley Lockhart (Advocis) Document opens in new tab
Title
Cardinale N., Pollock S., Brelser K., David A., Neilsen L., and Rafuse M. (RBC Dominion Securities Inc.; RBC Direct Investing Inc.; RBC Global Asset Management Inc.; Royal Mutual Funds Inc.; RBC Philips, Hager & North Investment Counsel Inc.) Document opens in new tab
Title
Karen L. Barr (Investment Advisor Association) Document opens in new tab
Title
Lindsay Speed (Canadian Foundation for Advancement of Investor Rights) Document opens in new tab
Title
Erez Blumberger (AUM Law Professional Corporation) Document opens in new tab
Title
Susan Copland (Investment Industry Association of Canada) Document opens in new tab
Title
Dino Macri Document opens in new tab
Title
Darris Cameron (Financial Value Inc.) Document opens in new tab
Title
Stan Haug (Haug Financial Services Ltd. & TriView Capital Ltd.) Document opens in new tab
Title
Yvan-Pierre Grimard (Mouvement de Caisses Desjardins) Document opens in new tab
Title
Glenda Buelow (PRIVEST Wealth Management & G2 Financial Solutions) Document opens in new tab
Title
Paul Lauzon (Lauzon Financial Advisors Inc.) Document opens in new tab
Title
Glenn Devereaux (Devereaux Financial (1985) Inc. & Raintree Financial Solutions) Document opens in new tab
Title
Marvin Nickle (TriView Capital Ltd.) Document opens in new tab
Title
Hal D. Gillrie (Gillrie Financial Strategies & Raintree Financial Solutions) Document opens in new tab
Title
Don Watt Document opens in new tab
Title
Timothy Duquette (Sentry Group) Document opens in new tab
Title
Eric Petersen (Prosperity Engine Inc.) Document opens in new tab
Title
Renae Marshall (Financial Future) Document opens in new tab
Title
Ron Lepine Document opens in new tab
Title
Gaetan Blouin (Blouin Financial Group) Document opens in new tab
Title
Yar Kolomijchuk (Vega Estate Planning Corp. & Raintree Financial Solutions) Document opens in new tab
Title
Jack Comeau (Comeau Financial Inc.) Document opens in new tab
Title
Yvonne Martin-Morrisson (Purpose Inspired Solutions & Raintree Financial Solutions) Document opens in new tab
Title
Craig Skauge & Cora Pettipas (National Exempt Market Association) Document opens in new tab
Title
Rob Anderson (RNL Financial Ltd.) Document opens in new tab
Title
Stephen O'Reilly (TriView Capital Ltd.) Document opens in new tab
Title
Letters received from individuals at Privest Wealth Management Document opens in new tab
Title
Weston Fader (Atlas Wealth Financial) Document opens in new tab
Title
Mark Samborski Document opens in new tab
Title
Kent Wiebe Document opens in new tab
Title
Letters received from individuals at Raintree Financial Solutions Document opens in new tab
Title
Tyler Stanford (Solid Financial Options Ltd.) Document opens in new tab
Title
Letters received from individuals at WealthTerra Capital Management Inc. Document opens in new tab
Title
Miriam Andrews (StoneTower Financial Solutions Inc.) Document opens in new tab
Title
Letters received from individuals at Sloane Capital Corp. Document opens in new tab
Title
Letters received from individuals at Pinnacle Wealth Brokers Document opens in new tab
Title
Zeljko Toic (Toic Wealth Management Corp.) Document opens in new tab
Title
Robert Gardias (Oliver Publishing) Document opens in new tab