Comment Letters for CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations, NI 33-109

Comments Received (comment period due October 5, 2016 )

Date
Comment Letters
Title
Junaid Subhan, Alix d’Anglejan-Chatillon, Jeffrey Elliott, Ralph A. Hipsher, Kenneth G. Ottenbreit, Darin R. Renton, Ramandeep Grewal, Nicholas Badeen, Viviana Beltrametti Walker and Charlie Lamb (Stikeman Elliott LLP) Document opens in new tab
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Rebecca Cowdery, Prema Thiele and Jason Brooks (Borden Ladner Gervais LLP) Document opens in new tab
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Nick Cardinale, Kelley Hoffer, Martha Rafuse, Kevin Bresler and Larry Neilsen (RBC Dominion Securities Inc., RBC Direct Investing Inc., Royal Mutual Funds Inc., RBC Global Asset Management Inc., RBC Phillips, Hager & North Investment Counsel Inc. Document opens in new tab
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Eric Adelson (Invesco Canada Ltd.) Document opens in new tab
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Jim Boyle (Boyle & Co. LLP) Document opens in new tab
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Katie Walmsley and Margaret Gunawan (Portfolio Management Association of Canada) Document opens in new tab
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Ralf Hensel (The Investment Funds Institute of Canada) Document opens in new tab
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Lisa G. Davis (Peartree Securities Inc.) Document opens in new tab
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Mark Tiffin (Capital International Asset Management (Canada), Inc.) Document opens in new tab
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Kimberly Poster (AUM Law) Document opens in new tab
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Naomi Solomon (Investment Industry Association of Canada) Document opens in new tab
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FAIR Canada Document opens in new tab
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Rozanne Reszel (Canadian Investor Protection Fund) Document opens in new tab
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Jeffrey R. Carney (IGM Financial Inc.) Document opens in new tab
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Sandra L. Kegie (Federation of Mutual Fund Dealers) Document opens in new tab
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Veronica Armstrong (Veronica Armstrong Law Corporation) Document opens in new tab
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John S. Clark (Pacific Spirit Investment Management Inc.) Document opens in new tab
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Michael Thom (The Canadian Advocacy Council) Document opens in new tab
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David Long (Healthcare of Ontario Pension Plan Trust Fund) Document opens in new tab