Individuals or companies with unpaid OSC sanctions

The Ontario Securities Commission (OSC) identifies, in the list below, individuals or companies with unpaid administrative  penalties, disgorgement orders and costs, and any applicable interest, ordered against them in enforcement proceedings. Individuals or companies who have monetary sanctions against them may also have conduct bans such as trading bans and bans on acting as a director or officer of a public company. This information, if applicable, is included in the Commission order.

This list is updated quarterly.

When will an individual or company be added to this list?

Generally speaking, an individual or company who does not pay the full amount of the monetary sanctions ordered against them will be placed on this list no earlier than 30 days after the relevant Commission order is issued, unless an appeal has been filed. However, there are other situations which may affect this, such as:

  • if the Commission order contains a specific provision for date of payment, placement on the list will occur no earlier than 30 days after that date
  • if a settlement agreement expressly provides for a date for payment, placement on the list will occur no earlier than 30 days from the date in the agreement
  • if a settlement order is silent as to payment date, placement on the list will occur no earlier than 30 days from the date of the Commission order approving the settlement
  • if a Commission order or a settlement agreement stipulates dates that recurring payments are to be made by, and a payment is not made in accordance with that schedule, placement on the list will occur no earlier than 30 days from the date the payment was due

Please note: amounts owing to the OSC in proceedings that are subject to ongoing litigation or outstanding appeals or costs owing to the Commission that were imposed by courts in Ontario are not included in the list.

Respondents with requests to update or correct information should contact the OSC.

Delinquent Respondents

Results 101 - 120 of 444
Respondent
Related order
Amount owing individually
Amount owing jointly
Amount outstanding
Colby Cooper Capital Inc.
$600,000.00
(Colby Cooper Capital Inc., Colby Cooper Inc., Pac West Minerals Limited, John Douglas Lee Mason)
Full
Colby Cooper Inc.
$3,626,090.00
$600,000.00
(Colby Cooper Capital Inc., Colby Cooper Inc., Pac West Minerals Limited, John Douglas Lee Mason)
Full
Collins, John Frederick
$1,912,521.02
(Moncasa Capital Corporation, John Frederick Collins)
Full
Colonna, John
$82,000.00
Partial
Compta, Joseph
$300,000.00
$347,373.11
Bradon Technologies Ltd., Joseph Compta, Ensign Corporate Communications Inc. and Timothy German
Full
Copal Resort Development Group, LLC
$1,671,066.00
(Canyon Acquisitions LLC, Canyon Acquisitions International LLC, Brent Borland, Wayne D. Robbins, Marco Caruso, Placencia Estates Development Ltd., Copal Resort Development Group LLC, Rendezvous Island Ltd., The Placencia Marina Ltd., and The Placencia Hotel And Residences Ltd)
Partial
Cornish, Cameron Edward
$475,500.00
Full
Crown Capital Management Corp
$262,224.00
Partial
Crown Hill Capital Corporation (CHCC)
$20,410,699.34
Crown Hill Capital Corporation (CHCC), Wayne Lawrence Pushka
Partial
Curry, Gregory J.
$150,000.00
$128,000.00
(Sandy Winick, Gregory J. Curry)
Full
Curry, Kolt
$159,256.87
(Kolt Curry, American Heritage Stock Transfer Inc., American Heritage Stock Transfer, Inc.)
Full
Da Silva, Abel
$176,978.00
(Shallow Oil & Gas Inc., Eric O’Brien, Abel Da Silva and Abraham Herbert Grossman also known as Allen Grossman)
Partial
Da Silva, Abel
$650,000.00
$749,064.50
(Al-tar Energy Corp., Alberta Energy Corp., Drago Gold Corp., David C. Campbell, Abel Da Silva, Eric F. O’Brien and Julian M. Sylvester)
Full
Da Silva, Abel
$7,500.00
Full
Da Silva, Abel
$347,750.00
Full
Da Silva, Carlos A.
$215,000.00
$2,747,089.45
(Limelight Entertainment Inc., Carlos A. Da Silva and David C. Campbell)
Full
Daniels, Joseph
$75,000.00
Full
Dave, Chandramattie
$3,625,000.00
(1415409 Ontario Inc., Title One Closing Inc., Ravindra Dave, Chandramattie Dave And Ametra Dave)
Full
Dave, Ravindra
$3,625,000.00
(1415409 Ontario Inc., Title One Closing Inc., Ravindra Dave, Chandramattie Dave And Ametra Dave)
Full
DeBoer, Doug
$47,500.00
Partial