Alpha ATS LP: Notice of Completion of Staff Review of Proposed Changes - Self Trade Management

Market Regulation Document Type
Alpha ATS rule review and notices

ALPHA ATS LP
NOTICE OF COMPLETION OF STAFF REVIEW OF PROPOSED CHANGES
SELF TRADE MANAGEMENT


 

Alpha ATS LP has announced its plans to implement changes to its Form 21-101F2 to offer the Self Trade Management feature (proposed changes). A notice describing the proposed changes was published in accordance with OSC Staff Notice 21-703 - Transparency of the Operations of Stock Exchanges and Alternative Trading Systems on July 30, 2010 in the OSC Bulletin. Pursuant to OSC Staff Notice 21-703, market participants were also invited by OSC staff to provide feedback on the proposed changes. Three comment letters were received. A summary of the comments and responses prepared by Alpha ATS LP is being published at the same time as this notice.

OSC staff have completed their review of the proposed changes and have no further comment. Alpha ATS LP is expected to publish a notice indicating the intended implementation date of the proposed changes.