Alpha ATS LP: Notice of Proposed Changes and Request for Feedback

Market Regulation Document Type
Alpha ATS rule review and notices

ALPHA ATS LP
NOTICE OF PROPOSED CHANGES AND REQUEST FOR FEEDBACK

Alpha ATS LP has announced its plans to implement the changes described below in Q4 2010. It is publishing this Notice of Proposed Changes in accordance with the requirements set out in OSC Staff Notice 21-703 - Transparency of the Operations of Stock Exchanges and Alternative Trading Systems. Pursuant to OSC Staff Notice 21-703, Commission staff invite market participants to provide the Commission with feedback on the proposed changes.

Feedback on the proposed changes should be in writing and submitted by August 30, 2010 to:

Market Regulation Branch

Ontario Securities commission

Suite 1903, Box 55

20 Queen Street West

Toronto, ON M5H 3S8

Fax (416) 595-8940

Email: [email protected]

And to:

Randee Pavalow

Head of Operations and Legal

Alpha ATS LP

70 York Street, suite 1501

Toronto, ON M5J 1S9

Email: [email protected]

If the proposed changes do not raise any regulatory concerns, Alpha ATS may implement the proposed changes by September 13, 2010.