Notice of Commission Order – Application for Interim Exemption Order – DW SEF LLC

Market Regulation Document Type
DW SEF LLC orders and notices

On May 8, 2015, the Commission issued an interim order under section 147 of the Securities Act (Ontario) (Act) exempting DW SEF from the requirement in subsection 21 (1) of the Act to be recognized as an exchange (Order). DW SEF is exempted from the requirement until the earlier of (i) (i) the 180th day following the date on which DW SEF is granted permanent registration as a swap execution facility by the United States Commodity Futures Trading Commission and (ii) the effective date of the Subsequent Order (as defined in the Order).

A copy of the Order is published in Chapter 2 of this Bulletin.