Notice of Revocation Order – ICAP SEF (US) LLC

Market Regulation Document Type
ICAP SEF (US) LLC orders and notices

On August 28, 2018, at the request of ICAP SEF (US) LLC (ICAP SEF), the Commission revoked an exemption order issued to ICAP SEF on June 13, 2016 (Exemption Order). The Exemption Order granted an exemption to ICAP SEF from the requirement to be recognized as an exchange under subsection 21(1) of the Securities Act (Ontario).

A copy of the revocation order is published in Chapter 2 of this Bulletin.