Request for Comment - Proposed Amendments to Form 1 for Use in, and Consistency, with the Plain Language Dealer Member Rules Rule Book

Market Regulation Document Type
IIROC rule review

REQUEST FOR COMMENT
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
PROPOSED AMENDMENTS TO FORM 1 FOR USE IN, AND CONSISTENCY, WITH THE PLAIN LANGUAGE DEALER
MEMBER RULES RULE BOOK

IIROC is publishing for public comment proposed amendments to Form 1 (the Proposed Amendments). The primary objective of the Proposed Amendments is to ensure that terms used in Form 1 and the Plain Language Dealer Member Rules Rule Book (the PLR Rule Book) are consistent. A copy of the IIROC Notice including the amended documents is also published on our website at http://www.osc.gov.on.ca. The comment period ends on March 19, 2018.