Notice of Coming into Effect of Memorandum of Understanding Among the Canadian Securities Administrators Regarding Investment Industry Regulatory Organization of Canada (IIROC)

Market Regulation Document Type
IIROC Memoranda of Understanding

On January 28, 2021, the Commission published the amended memorandum of understanding (MOU) among the Canadian Securities Administrators (CSA) regarding the oversight of Investment Industry Regulatory Organization of Canada (IIROC).

The amended MOU came into effect on April 1, 2021 pursuant to section 143.10(4) of the Securities Act (Ontario).

The MOU amends and restates an existing IIROC MOU, which came into effect on September 1, 2008. The IIROC MOU is being amended as part of the CSA project aimed to increase regulatory efficiency by streamlining and harmonizing the oversight regime of IIROC.