IIROC – Proposed Amendments to the Minimum Dealer Regulation Fee Component of the Dealer Member Fee Model - Request for Comment
REQUEST FOR COMMENT
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
PROPOSED AMENDMENTS TO THE MINIMUM DEALER REGULATION FEE COMPONENT OF THE DEALER MEMBER FEE MODEL
IIROC is publishing for public comment proposed amendments to the Minimum Dealer Regulation Fee Component of the Dealer Member Fee Model (the Proposed Amendments). IIROC is proposing to introduce a single $22,500 Minimum Fee category to replace the current $15,000 and $27,500 Minimum Fee categories; and to eliminate the Total Allocated Cost element of the Minimum Fee. A copy of the IIROC Notice including the Proposed Amendments is also published on our website at http://www.osc.gov.on.ca. The 45 day-comment period ends on February 5, 2018.