IIROC Rules Notice -- Notice of Approval -- IIROC Dealer Member Rule Amendments to Implement the CSA's Registration Reform Project
INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA (IIROC)
NOTICE OF APPROVAL --
IIROC DEALER MEMBER RULE AMENDMENTS
TO IMPLEMENT THE CSA'S
REGISTRATION REFORM PROJECT
NOTICE OF COMMISSION APPROVAL
The Ontario Securities Commission approved amendments to the IIROC Dealer Member Rule amendments to implement the CSA's Registration Reform Project. The Alberta Securities Commission, the Autorité des marchés financiers, the New Brunswick Securities Commission, the Nova Scotia Securities Commission, the Consumer, Corporate Insurance Services Division, Office of the Attorney General, Government of Prince Edward Island, the Saskatchewan Securities Commission and the Financial Services Regulation Division of the Department of Government Services of the Government of Newfoundland and Labrador approved the amendments. The British Columbia Securities Commission does not object to the amendments.
A copy and description of the original amendments were published on September 26, 2008 at (2008) 31 OSCB 9274. A summary of public comments received, IIROC's responses, a copy of the amendments revised to reflect non-material changes to the original amendments and a black-lined copy of the amendments against current rules are contained in Chapter 13 of this OSC bulletin.