Notice of Commission Deemed Approval – Housekeeping Amendment to Schedule 7A of Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)

Market Regulation Document Type
IIROC rule review

The Ontario Securities Commission did not object to the classification of IIROC’s proposed housekeeping amendment to Schedule 7A (Cash and securities borrowing and lending arrangements concentration charge) of Form 1 to correct a typographical mistake. As a result, the proposed housekeeping amendment is deemed to be approved and is effective immediately.

In addition, the Alberta Securities Commission, the Autorité des marchés financiers, the British Columbia Securities Commission, the Financial and Consumer Affairs Authority of Saskatchewan, the Financial and Consumer Services Commission of New Brunswick, the Manitoba Securities Commission, the Northwest Territories Office of the Superintendent of Securities, the Nova Scotia Securities Commission, the Nunavut Securities Office, the Office of the Superintendent of Securities, Service Newfoundland and Labrador, the Office of the Yukon Superintendent of Securities, and the Prince Edward Island Office of the Superintendent of Securities did not object to the amendment.

A copy of IIROC’s Notice of Approval/Implementation and the text of the approved amendment can be found at