Notice of Commission Order – IIROC IP – Investment Industry Regulatory Organization of Canada (IIROC)

Market Regulation Document Type
IIROC rule review

On August 24, 2020, the Commission made an order under section 21.2.3 of the Securities Act (Ontario) designating the Investment Industry Regulatory Organization of Canada as the information processor for Unlisted Debt Securities.

The designation order constitutes the final step in the implementation of the government debt transparency framework and expanded corporate debt transparency framework (see CSA Notice of Approval Mandatory Post-Trade Transparency of Trades in Government Debt Securities and Expanded Transparency of Trades in Corporate Debt Securities and Amendments to National Instrument 21-101 Marketplace Operation and Related Companion Policy, published on June 4, 2020).