Notice - Request for Comment: IIROC Rules Notice - Proposed Amendments to Dealer Member Rules to Permit Partial Swap Offset Strategies

Market Regulation Document Type
IIROC rule review

IIROC RULES NOTICE – REQUEST FOR COMMENT –
PROPOSED AMENDMENTS TO DEALER MEMBER RULES TO PERMIT PARTIAL SWAP OFFSET STRATEGIES


 

The Commission is publishing for comment IIROC’s proposed Amendments to its Dealer Member Rules to allow partial swap offset strategies. The proposed rules and IIROC’s Rules Notice can be found at http://www.osc.gov.on.ca. Comments on the proposed amendments should be in writing and submitted within 30 calendar days following the date of publication of this notice in the Ontario Securities Commission Bulletin.