Notice of Withdrawal: IIROC – Proposed Amendments Relating to the Cross-Guarantee Requirement
IIROC – Proposed Amendments Relating to the Cross-Guarantee Requirement – Notice of Withdrawal
THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
AMENDMENTS RELATING TO THE CROSS-GUARANTEE REQUIREMENT
NOTICE OF WITHDRAWAL
IIROC is publishing a Notice withdrawing proposed amendments to Dealer Member Rule section 6.6 and corollary amendments to section 1.1 and subsection 16.2(iv) relating to the cross-guarantee requirement (“proposed amendments”). The proposed amendments were published for public comment on November 6, 2014. See IIROC Rules Notice - Request for Comments - Proposed Amendments Relating to the Cross-Guarantee Requirement (2014), 37 OSCB 9876.
A copy of the IIROC Notice stating the reasons for the withdrawal is published on our website at http://www.osc.gov.on.ca.