Notice of Withdrawal – Proposed Provisions Respecting the Execution and Reporting of Certain "Off-Marketplace" Trades – Investment Industry Regulatory Organization of Canada (IIROC)

Market Regulation Document Type
IIROC rule review

IIROC is publishing a Notice withdrawing proposed amendments to the Universal Market Integrity Rules relating to the execution and reporting of certain off-marketplace trades. IIROC Rules Notice 12-0131 Provisions Respecting the Execution and Reporting of Certain “Off-Marketplace” Trades was published for comment on April 13, 2012 (Proposed Amendments) and nine comment letters were received. IIROC does not intend to move forward with the changes included in the Proposed Amendments at this time and therefore is withdrawing them from consideration for approval. A copy of the IIROC Notice regarding the withdrawal is published on our website at