OSC Staff Notice of Withdrawal – Revisions to the Definition of Securities Related Activities – Investment Industry Regulatory Organization of Canada (IIROC)

Market Regulation Document Type
IIROC rule review

IIROC has published a Notice withdrawing a proposal to revise the definition of “Securities Related Activities” set forth in Dealer Member Rule 1.1, certain related amendments to Dealer Member Rule 39 and draft guidance concerning these rules. The proposal was published for comment on April 24, 2009. See IIROC Rules Notice – Request for Comments – Revisions to the Definition of “Securities Related Activities” (2009) 32 OSCB 3567.

A copy of the IIROC Notice stating the reasons for the withdrawal is published on our website at www.osc.gov.on.ca.