Request for Comment – Proposed Amendments to Form 1 for Use in, and Consistency, with the Plain Language Dealer Member Rules Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
IIROC is publishing for public comment proposed amendments to Form 1 (the Proposed Amendments). The primary objective of the Proposed Amendments is to ensure that terms used in Form 1 and the Plain Language Dealer Member Rules Rule Book (the PLR Rule Book) are consistent. A copy of the IIROC Notice including the amended documents is also published on our website at http://www.osc.gov.on.ca. The comment period ends on March 19, 2018.