Request for Comment – Proposed Amendments to IIROC Continuing Education Rules – Investment Industry Regulatory Organization of Canada (IIROC)

Market Regulation Document Type
IIROC rule review

IIROC is publishing for public comment proposed amendments to Rule 2650 Continuing Education Requirements for Approved Persons (the CE Rules), which were recently implemented as stand-alone rules, separate from and in advance of the proposed plain language version of the Dealer Member rules.

In response to certain feedback received in the course of IIROC’s ongoing review of the continuing education program, IIROC is proposing a few substantive changes to the CE Rules. The changes address inconsistencies in the CE Rules and support 
IIROC’s goal of modernizing and simplifying the CE Program.

A copy of the IIROC Notice and appendices, which includes the proposed amendments, is also published on our website at The 30-day comment period ends on February 26, 2018.