Notice of Commission Deemed Approval – Housekeeping Rule Changes to the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)

Market Regulation Document Type
IIROC

NOTICE OF COMMISSION DEEMED APPROVAL
HOUSEKEEPING RULE CHANGES TO THE IIROC RULES
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)

The Ontario Securities Commission did not object to the classification of IIROC’s proposed housekeeping rule changes to the IIROC Rules (Amendments). As a result, the Amendments are deemed to be approved and will become effective on December 31, 2021.

In addition, the Alberta Securities Commission, the Autorité des marchés financiers, the British Columbia Securities Commission, the Financial and Consumer Affairs Authority of Saskatchewan, the Financial and Consumer Services Commission of New Brunswick, the Manitoba Securities Commission, the Northwest Territories Office of the Superintendent of Securities, the Nova Scotia Securities Commission, the Nunavut Securities Office, the Office of the Superintendent of Securities, Service Newfoundland and Labrador, the Office of the Yukon Superintendent of Securities, and the Prince Edward Island Office of the Superintendent of Securities did not object to the Amendments.

A copy of the IIROC Notice of Approval/Implementation, including text of the approved Amendments, can be found at www.osc.ca.