April 22, 2021 - Investor Advisory Panel - Agenda

Meeting Date:  

Thursday, April 22, 2021   9:30 am – 3:30 pm
 
Location:  

Video Conference
 
Members:  

Neil Gross (Chair), Patti Best, Daniel Brunet, Brigitte Catellier, Serge Kalloghlian, Supriya Kapoor, Ivy Lam, Harvey Naglie, Leslie Wood
 
Invitees:  

Tyler Fleming – Director, Investor Office, OSC
Paola Cifelli – Manager, Policy and Initiatives, Investor Office, OSC
Caroline Cakebread – IAP Consultant
Michael Tracey – Senior Advisor, Behavioural Insights, Investor Office, OSC
 Marian Passmore – Senior Advisor, Investor Experience, Investor Office, OSC
Leslie Byberg – Executive Director, OSC
Harold Geller – Associate, MBC Law
Richard Swart – Partnership Advisor, CrowdSmart
Amanda Reed – Global Asset Innovation Advisor, CrowdSmart
Lara Druyan – Managing Director, Silicon Valley Data Capital
Richard Nesbitt – Adjunct Professor, Rotman School of Management, University of Toronto
Michael King – Lansdowne Chair in Finance, Gustavson School of Business, University of Victoria
Claire Van Wyk-Allan – Director, Head of Canada, Alternative Investment Management Association (AIMA)
Belle Kaura – Chair, AIMA & VP Legal, CCO, Third Eye Capital
Jiri Krol – Deputy CEO, Global Head of Government Affairs and Global Head of Alternative Credit Council, AIMA
Robert Lemon – Deputy Chair, AIMA & Executive Director, Prime Services, CIBC Capital Markets
Keith Black, Ph.D. – Managing Director, Content Strategy, Chartered Alternative Investment Analyst Association
 

TIME

AGENDA ITEMS

PRESENTERS

9:30 – 9:45

 1. Chair’s Report

Neil Gross

9:45 – 10:00

 2. Investor Office Update

Tyler Fleming

10:00 – 10:30

 3. Gender Equality in Advice (see attachments)

All members

10:30 – 11:20

 4. CSA Policy Project Management (see attachments)

Leslie Byberg

11:30 – 12:15

 5. Investor Advocate Consultation

Harold Geller

12:15 – 12:45

 6. LUNCH  

 

12:45 – 1:30

 7. CrowdSmart (see attachments)

Richard Swart
Amanda Reed
Lara Druyan

1:30 – 2:30

 8. IAP Horizon Project – Trade-offs between innovation and regulation in financial services (see attachments)

Richard Nesbitt
Michael King

2:30 – 3:00

 9. Alternative Investment Management Association (AIMA)

Claire Van Wyk-Allan
Belle Kaura
Jiri Krol
Robert Lemon
Keith Black

3:00 – 3:30

  10. Other business

All members
 

FUTURE 2021 MEETING DATES:

Thursday May 20, 2021
Thursday June 24, 2021
Thursday July 22, 2021
Thursday August 19, 2021

Thursday September 23, 2021
Thursday October 21, 2021
Thursday November 18, 2021
Thursday December 9, 2021