August 15, 2019 - Investor Advisory Panel - Agenda


Meeting Date:

Thursday, August 15, 2019   9:30 am – 3:00 pm

Location:

Ontario Securities Commission, 20 Queen Street West
Commissioners’ Boardroom, 17th Floor

Members:

Neil Gross (Chair), Jaqueline Allen, Paul Bates, Daniel Brunet, Patti Best, Malcolm Heins,
Harvey Naglie, Ilana Singer

Invitees:

Tyler Fleming, Director - OSC Investor Office
Daniella Laise, Manager, Policy - OSC Investor Office
Caroline Cakebread, IAP Consultant

 
 

TIME

AGENDA ITEMS

PRESENTERS

9:30 – 9:45

1. Chair’s Report

Neil Gross

9:45 – 10:00

2. Investor Office Update

Tyler Fleming
Daniella Laise

10:00 – 11:00

3. Mass Market Survey follow up

- Financial education focus
- Satisfaction rates

All members

11:00 – 12:00

4. Future IAP projects (preliminary discussion)

All members

12:00 – 1:00

5. LUNCH

1:00 – 1:30

6. SRO consultations – CE program revisions

https://www.iiroc.ca/Documents/2019/c046f984-1c4d-4a14-ad18-a1ceb5ac88ea_en.pdf

https://mfda.ca/bulletin/bulletin0788-p/

Neil Gross

1:30 – 2:00

7. Supplementary CPP

*Please see attached email from Ross Macnaughton

Neil Gross

2:00 – 2:15

8. Other Business

All members

 

FUTURE 2019 MEETING DATES:

Thursday, September 19, 2019    9:30 - 3:00 pm Thursday, December 12, 2019    9:30 - 3:00 pm
Thursday, October 10, 2019    9:30 - 3:00 pm
Thursday, November 14, 2019    9:30 - 3:00 pm