February 15, 2024 - Investor Advisory Panel - Agenda

Meeting Date:Thursday, February 15, 2024 
Meeting Time:9:30 am – 2:00 pm
Location:By video Conference – MS Teams
Members:Ilana Singer (Chair), Daniel Bach, Brigitte Catellier, Supriya Kapoor, Deborah Leckman, Parham Nasseri, Jim Sinclair, Ian Tam, Leslie Wood
Invitees:

Paola Cifelli – Manager, Policy and Initiatives, Investor Office, OSC

Lauren Heuser – IAP Consultant

Cristina Martin Firvida - Investor Advocate, U.S. Securities and Exchange Commission, (SEC)

Neeti Varma - Manager, IFSP, OSC

Susan Thomas - Senior Legal Counsel, IFSP, OSC

Debra Foubert – Director, Compliance and Registrant Regulation, OSC

Dena Staikos – Manager, CRR, OSC

 

TIME

AGENDA ITEMS

PRESENTER /DISCUSSION LEAD

9:30 – 9:45

1. Chair’s Report

Ilana Singer

9:45 – 10:00

2. OSC Update

Paola Cifelli

10:00 – 10:45

3. Discussion with SEC

Cristina Martin Firvida

10:45 – 11:05

4. Post-Presentation Debrief among IAP members & BREAK

All Members

11:05 – 11:35

5. Continuous Disclosure Review of Independent Review Committees - Update

Neeti Varma and Susan Thomas

11:35 – 12:15

6. OBSI Comment Letter: Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service.

All Members

12:15 – 12:45

7. LUNCH

 

12:45 – 1:15

8. Discussion with CRR

Debra Foubert and Dena Staikos

1:15 – 1:45

9. 2023 Annual Report

All Members

1:45 – 2:00

10. Other Business 

 

CONFIRMED 2024 IAP MEETING DATES: (Hybrid)
Thursday, January 18, 2024
Thursday, February 29, 2024
Friday, March 22, 2024
Thursday, April 11, 2024
Thursday, June 20, 2024
 		Thursday, July 18, 2024 
Thursday, September 12, 2024 
Thursday, November 7, 2024 
Monday, December 9, 2024