February 21, 2013 - Investor Advisory Panel - Agenda


Investor Advisory Panel Meeting
Thursday, February 21, 2013
12:00 pm – 3:00 pm

OSC Office
20 Queen Street West
Toronto, ON

MEMBERS: Nancy Averill
Paul Bates, Chair
Stan Buell
Connie Craddock
Alan Goldhar
Ken Kivenko
Cary List
INVITEES: Eleanor Farrell, Director, Office of the Investor
Rhonda Goldberg, Director, Investment Funds
Tom Hamza, President, Investor Education Fund
Allan Krystie, Senior Administrator (secretary to the meeting)
Irene Lee, Legal Counsel, Investment Funds
Stephanie Tjon, Legal Counsel, Investment Funds


1. Investor research communications plan and next steps. (Eleanor Farrell, Tom Hamza) 30 minutes

2. Fund Facts Update (Eleanor Farrell, Rhonda Goldberg, Irene Lee) 30 minutes

3. Discussion about fiduciary duty submission. 60 minutes

4. Discussion about CSA Discussion Paper 81- 407 (Mutual Fund Fees). 30 minutes

5. Discussion about capital raising prospectus exemptions. 30 minutes

6. Other business (Paul Bates) 5 minutes